SEC Form 4/A · accession 0001628280-18-014736
Capital Bancorp Inc · CBNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Nick Bryan
Officer — Executive V.P., CMO, and GM
Period of report
Sep 25, 2018
Accepted (ET)
Nov 29, 2018 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001419536
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 25, 2018 | M | 10,000 | $5.00 | A | 14,780 | D | |
| Common Stock | Nov 26, 2018 | M | 3,000 | $5.00 | A | 17,780 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $5.00 | Sep 25, 2018 | M | 10,000 | D | Dec 31, 2014 | Dec 31, 2018 | Common Stock | 10,000 | 3,000 | D |
| Stock Options | $5.00 | Nov 26, 2018 | M | 3,000 | D | Dec 31, 2014 | Dec 31, 2018 | Common Stock | 3,000 | 0 | D |
| Stock Options | $6.63 | holding | — | — | — | Dec 31, 2015 | Dec 31, 2019 | Common Stock | 13,000 | 13,000 | D |
| Stock Options | $6.63 | holding | — | — | — | Jan 31, 2016 | Jan 31, 2020 | Common Stock | 20,000 | 20,000 | D |
| Stock Options | $7.50 | holding | — | — | — | Dec 31, 2016 | Dec 31, 2020 | Common Stock | 12,000 | 12,000 | D |
| Stock Options | $8.50 | holding | — | — | — | Dec 31, 2017 | Dec 31, 2021 | Common Stock | 14,000 | 14,000 | D |
| Stock Options | $12.38 | holding | — | — | — | Dec 31, 2018 | Dec 31, 2022 | Common Stock | 12,000 | 12,000 | D |