SEC Form 4 · accession 0001692544-18-000002
RTI SURGICAL, INC. · RTIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Johannes Wynand Louw
Officer — Vice President Finance
Period of report
Nov 29, 2018
Accepted (ET)
Nov 30, 2018 · 3:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100441
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 29, 2018 | A | 5,869 | $0.00 | A | 31,433 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase common stock $.001 par valueF2 | $4.26 | Nov 29, 2018 | A | 12,376 | A | — | Nov 29, 2028 | Common Stock | 12,376 | 12,376 | D |
Explanation of responses
- F1The Restricted Stock Award will become vested as to 1,956 shares on each of 11/29/2019 and 11/29/2020 and 1,957 shares on 11/29/2021.
- F2The options will become exercisable as to 2,475 shares on each of 11/29/2019, 11/29/2020, 11/29/2021, 11/29/2022 and 2,476 shares on 11/29/2023.