SEC Form 4 · accession 0001001039-18-000202
WALT DISNEY CO/ · DIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan N Braverman
Officer — Sr EVP, General Counsel & Secy
Period of report
Nov 27, 2018
Accepted (ET)
Nov 29, 2018 · 8:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001039
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1,F3 | — | Nov 27, 2018 | A | 7,009 | A | — | Dec 17, 2018 | Disney Common Stock | 7,009 | 7,009 | D |
| Restricted Stock UnitF4,F1,F3 | — | Nov 27, 2018 | A | 2,164 | A | — | Dec 17, 2018 | Disney Common Stock | 2,164 | 2,164 | D |
| Restricted Stock UnitF5,F1,F3 | — | Nov 27, 2018 | A | 2,597 | A | — | Dec 18, 2018 | Disney Common Stock | 2,597 | 2,597 | D |
| Restricted Stock UnitF6,F1,F3 | — | Nov 27, 2018 | A | 2,709 | A | — | Dec 19, 2018 | Disney Common Stock | 2,709 | 2,709 | D |
| Restricted Stock UnitF7,F1,F3 | — | Nov 27, 2018 | A | 2,287 | A | — | Dec 21, 2018 | Disney Common Stock | 2,287 | 2,287 | D |
Explanation of responses
- F1Converts at 1-for-1.
- F2Restricted stock units were awarded during the Company's 2016 fiscal year and were subject to performance conditions, which were satisfied as to 7,009.1228 shares (including an adjustment to reflect the extent to which applicable performance criteria were met and accumulated dividend equivalents) on November 27, 2018.
- F3The stock unit award vests on the Expiration Date.
- F4Restricted stock units were awarded during the Company's 2016 fiscal year and were subject to performance conditions, which were satisfied as to 2,164.4273 shares (including accumulated dividend equivalents) on November 27, 2018.
- F5Restricted stock units were awarded during the Company's 2015 fiscal year and were subject to performance conditions, which were satisfied as to 2,596.8206 shares (including accumulated dividend equivalents) on November 27, 2018.
- F6Restricted stock units were awarded during the Company's 2018 fiscal year and were subject to performance conditions, which were satisfied as to 2,708.8632 shares (including accumulated dividend equivalents) on November 27, 2018.
- F7Restricted stock units were awarded during the Company's 2017 fiscal year and were subject to performance conditions, which were satisfied as to 2,287.0474 shares (including accumulated dividend equivalents) on November 27, 2018.