SEC Form 4 · accession 0001209191-18-060316
MONRO, INC. · MNRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter J Solomon
Director
Period of report
Nov 28, 2018
Accepted (ET)
Nov 30, 2018 · 8:09 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000876427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2018 | M | 10,000 | $51.51 | A | 394,159 | D | |
| Common Stock | Nov 28, 2018 | M | 10,000 | $62.78 | A | 404,159 | D | |
| Common Stock | Nov 28, 2018 | M | 10,000 | $57.78 | A | 414,159 | D | |
| Common StockF2 | Nov 28, 2018 | S | 30,000 | $80.2926 | D | 384,159 | D | |
| Common StockF1 | holding | — | — | — | 384,159 | D | ||
| Common StockF3 | holding | — | — | — | 428,351 | I | Trustee | |
| Common Stock | holding | — | — | — | 1,000 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy) | $51.51 | Nov 28, 2018 | M | 10,000 | D | Aug 5, 2014 | Aug 5, 2019 | Common Stock | 10,000 | 0 | D |
| Options (Right to Buy) | $62.78 | Nov 28, 2018 | M | 10,000 | D | Aug 4, 2015 | Aug 4, 2020 | Common Stock | 10,000 | 0 | D |
| Options (Right to Buy) | $57.78 | Nov 28, 2018 | M | 10,000 | D | Aug 9, 2016 | Aug 9, 2021 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Includes 10,000 shares of Class C Preferred Stock, which are presently convertible into 233,888 shares of Common Stock of the Issuer.
- F2Sales undertaken by the reporting person for personal tax planning and diversification purposes.
- F3Includes 11,802 shares of Class C Preferred Stock of the Issuer convertible into 276,033 shares of Common Stock of the Issuer. These shares are held in trusts for the benefit of Mr. Solomon's children and grandchildren. Mr. Solomon is a trustee of such trusts and, accordingly, may be deemed to have a beneficial interest therein. Mr. Solomon expressly disclaims beneficial ownership of securities held by such trusts, and this report shall not be deemed an admission that Mr. Solomon is the beneficial owner of such securities.