SEC Form 4 · accession 0001567619-18-007116
Emergent BioSolutions Inc. · EBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sue Bailey
Director
Period of report
Nov 27, 2018
Accepted (ET)
Nov 29, 2018 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001367644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 27, 2018 | M | 8,244 | $18.64 | A | 57,216 | D | |
| Common StockF1 | Nov 27, 2018 | S | 8,244 | $69.6197 | D | 48,972 | D | |
| Common Stock | Nov 27, 2018 | M | 1,579 | $20.08 | A | 50,551 | D | |
| Common StockF1 | Nov 27, 2018 | S | 1,579 | $69.6197 | D | 48,972 | D | |
| Common Stock | Nov 27, 2018 | M | 4,736 | $13.00 | A | 53,708 | D | |
| Common StockF1 | Nov 27, 2018 | S | 4,736 | $69.6197 | D | 48,972 | D | |
| Common Stock | Nov 27, 2018 | M | 3,158 | $13.37 | A | 52,130 | D | |
| Common StockF1 | Nov 27, 2018 | S | 3,158 | $69.6197 | D | 48,972 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to buy)F2,F3 | $18.64 | Nov 27, 2018 | M | 8,244 | D | — | May 21, 2021 | Common Stock | 8,244 | 0 | D |
| Stock Option (Right to buy)F2,F3 | $20.08 | Nov 27, 2018 | M | 1,579 | D | — | May 18, 2021 | Common Stock | 1,579 | 0 | D |
| Stock Option (Right to buy)F2,F3 | $13.00 | Nov 27, 2018 | M | 4,736 | D | — | May 22, 2020 | Common Stock | 4,736 | 0 | D |
| Stock Option (Right to buy)F2,F3 | $13.37 | Nov 27, 2018 | M | 3,158 | D | — | May 16, 2019 | Common Stock | 3,158 | 0 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.50 to $70.05, inclusive.
- F2Consists of an option granted under the company's stock incentive plan as amended and restated.
- F3The option grant vests in three equal installments on the day prior to the first, second and third anniversary dates of the grant.