SEC Form 4 · accession 0001209191-18-060215
SURMODICS INC · SRDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A. Greaney
Officer — COO of Medical Devices
Period of report
Nov 27, 2018
Accepted (ET)
Nov 29, 2018 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000924717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 27, 2018 | A | 2,648 | $0.00 | A | 9,879 | D | |
| Common StockF1 | Nov 27, 2018 | A | 8,711 | $0.00 | A | 18,590 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $56.63 | Nov 27, 2018 | A | 12,292 | A | — | Nov 27, 2025 | Common Stock | 12,292 | 12,292 | D |
Explanation of responses
- F1Shares issued in connection with the vesting of a performance share award under long-term incentive plan based on performance during three-year period ended September 30, 2018.
- F2The award vests in four equal installments on each of the first four anniversaries of the November 27, 2018 grant date.