SEC Form 4 · accession 0000905729-18-000194
SpartanNash Co · SPTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Staples
Officer — President and CEO · Director
Period of report
Nov 28, 2018
Accepted (ET)
Nov 29, 2018 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000877422
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2018 | M | 13,800 | $13.87 | A | 182,706 | D | |
| Common StockF1 | Nov 28, 2018 | S | 11,960 | $18.3868 | D | 170,746 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $13.87 | Nov 28, 2018 | M | 3,450 | D | May 1, 2010 | May 15, 2019 | Common Stock | 3,450 | 0 | D |
| Stock Option (Right to Buy) | $13.87 | Nov 28, 2018 | M | 3,450 | D | May 1, 2011 | May 15, 2019 | Common Stock | 3,450 | 0 | D |
| Stock Option (Right to Buy) | $13.87 | Nov 28, 2018 | M | 3,450 | D | May 1, 2012 | May 15, 2019 | Common Stock | 3,450 | 0 | D |
| Stock Option (Right to Buy) | $13.87 | Nov 28, 2018 | M | 3,450 | D | May 1, 2013 | May 15, 2019 | Common Stock | 3,450 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $18.37 to $18.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.