SEC Form 4 · accession 0001140361-18-044054
PHOTRONICS INC · PLAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell G Tyson
Director
Period of report
Nov 27, 2018
Accepted (ET)
Nov 29, 2018 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000810136
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 27, 2018 | M | 1,200 | $4.42 | A | 73,079 | D | |
| Common StockF1,F2 | Nov 27, 2018 | S | 1,200 | $9.73 | D | 71,879 | D | |
| Common StockF1,F2 | Nov 27, 2018 | S | 750 | $9.72 | D | 71,129 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options | $4.42 | Nov 27, 2018 | M | 1,200 | D | Dec 21, 2013 | Dec 21, 2019 | Common Stock | 1,200 | 13,800 | D |
Explanation of responses
- F1The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Tyson.
- F2This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.