Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Jul 31, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

240 filings · trading day Jul 31, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jul 26, 2018 PSForm 4 →	Jul 30, 6:27 pm EDT	REPLIGEN CORPRGEN	Roy T Eddleman10% Owner	2	$837,500.00	$1,675,000	1	—
Jul 26, 2018 MForm 4 →	Jul 30, 4:05 pm EDT	SIRIUS XM HOLDINGS INC.(SIRI)	Stephen CookEVP, Sales and Automotive	750,000	$1.64	$1,230,000	100,000	—
Apr 26, 2018 AForm 4 →	Jul 31, 11:19 am EDT	Texas South Energy, Inc.TXSO	Michael J MayellCEO, Director, 10% Owner	34,625,000	$0.02	$692,500	60,475,000	—	late
Jul 26, 2018 MForm 4 →	Jul 30, 4:21 pm EDT	HONEYWELL INTERNATIONAL INCHON	Anne T MaddenSrVP,General Counsel,Secretary	3,674	$158.91	$583,835	3,420	—
Jul 27, 2018 AForm 4 →	Jul 31, 11:19 am EDT	Texas South Energy, Inc.TXSO	James M. Askew10% Owner	26,250,000	$0.02	$525,000	26,250,000	—
Jul 27, 2018 MForm 4 →	Jul 30, 4:01 pm EDT	STERICYCLE INCSRCL	Daniel GinnettiChief Financial Officer	5,000	$70.75	$353,750	5,000	—
Jul 30, 2018 MForm 4 →	Jul 31, 2:24 pm EDT	ROPER TECHNOLOGIES INCROP	Jason ConleyVice President and Controller	5,000	$41.78	$208,900	0	—
Jul 27, 2018 AForm 4 →	Jul 30, 5:07 pm EDT	Kadmon Holdings, Inc.KDMN	Bart M SchwartzDirector	50,000	$3.35	$167,500	126,668	—
Jul 27, 2018 AForm 4 →	Jul 30, 5:10 pm EDT	Kadmon Holdings, Inc.KDMN	Tasos KonidarisDirector	50,000	$3.35	$167,500	100,000	—
Jul 26, 2018 SForm 4 →	Jul 30, 7:32 pm EDT	International Money Express, Inc.IMXI	Fintech Investor Holdings II, LLCOther	12,500	$10.00	$125,000	182,500	—
Jul 27, 2018 IForm 4 →	Jul 31, 2:27 pm EDT	MATTEL INC /DE/MAT	Richard DicksonPres & Chief Operating Officer	6,419	$15.58	$100,008	14,688	—
Jul 30, 2018 MForm 4 →	Jul 30, 4:13 pm EDT	Allegiance Bancshares, Inc.ABTX	Daryl D BohlsExecutive Vice President, Director	9,000	$10.00	$90,000	0	—
Jul 27, 2018 AForm 4 →	Jul 30, 5:08 pm EDT	Kadmon Holdings, Inc.KDMN	Steven MeehanDirector	25,000	$3.35	$83,750	50,000	—
Jul 27, 2018 AForm 4 →	Jul 30, 5:09 pm EDT	Kadmon Holdings, Inc.KDMN	Susan WiviottDirector	25,000	$3.35	$83,750	66,925	—
Jul 27, 2018 AForm 4 →	Jul 30, 5:13 pm EDT	Kadmon Holdings, Inc.KDMN	Eugene BauerDirector	25,000	$3.35	$83,750	66,925	—
Jul 27, 2018 AForm 4 →	Jul 30, 5:14 pm EDT	Kadmon Holdings, Inc.KDMN	D. Dixon BoardmanDirector	25,000	$3.35	$83,750	98,079	—
Jul 26, 2018 MForm 4 →	Jul 30, 4:32 pm EDT	CRYOLIFE INCCRY	John E DavisSenior VP, Global Sales	3,391	$16.30	$55,273	0	—
Jul 27, 2018 AForm 4 →	Jul 30, 5:12 pm EDT	DANAHER CORP /DE/DHR	Linda P HefnerDirector	322	$102.75	$33,043	3,715	—
Jul 27, 2018 AForm 4 →	Jul 30, 5:14 pm EDT	DANAHER CORP /DE/DHR	Alan G SpoonDirector	313	$102.75	$32,140	21,498	—
Jul 27, 2018 AForm 4 →	Jul 30, 5:19 pm EDT	DANAHER CORP /DE/DHR	Elias A. ZerhouniDirector	296	$102.75	$30,373	10,442	—
Jul 27, 2018 AForm 4 →	Jul 30, 5:13 pm EDT	DANAHER CORP /DE/DHR	Teri List-StollDirector	286	$102.75	$29,356	4,074	—
Jul 27, 2018 AForm 4 →	Jul 30, 5:17 pm EDT	DANAHER CORP /DE/DHR	Raymond C StevensDirector	282	$102.75	$28,970	1,660	—
Jul 27, 2018 AForm 4 →	Jul 30, 5:24 pm EDT	INTUIT INCINTU	Richard L DalzellDirector	126	$212.31	$26,751	126	—
Jul 27, 2018 AForm 4 →	Jul 30, 5:19 pm EDT	INTUIT INCINTU	Eve B BurtonDirector	120	$212.31	$25,477	120	—
Jul 27, 2018 AForm 4 →	Jul 30, 5:26 pm EDT	INTUIT INCINTU	Deborah LiuDirector	105	$212.31	$22,293	105	—
Jul 27, 2018 AForm 4 →	Jul 30, 5:28 pm EDT	INTUIT INCINTU	Thomas J SzkutakDirector	100	$212.31	$21,231	100	—
Jul 27, 2018 AForm 4 →	Jul 30, 5:30 pm EDT	INTUIT INCINTU	Jeff WeinerDirector	100	$212.31	$21,231	100	—
Jul 27, 2018 CMForm 4 →	Jul 30, 4:42 pm EDT	APPIAN CORPAPPN	Michael J. MulliganDirector	106,806	$0.58	$20,649	0	—
Jul 27, 2018 AForm 4 →	Jul 31, 11:58 am EDT	WINNEBAGO INDUSTRIES INCWGO	William C. FisherDirector	175	$38.30	$6,702	6,751	—
Jul 27, 2018 AForm 4 →	Jul 31, 12:03 pm EDT	WINNEBAGO INDUSTRIES INCWGO	Martha T RodamakerDirector	164	$38.30	$6,281	11,692	—
Jul 27, 2018 AForm 4 →	Jul 31, 12:09 pm EDT	WINNEBAGO INDUSTRIES INCWGO	Robert M ChiusanoDirector	126	$38.30	$4,826	24,605	—
Jul 27, 2018 AForm 4 →	Jul 30, 7:41 pm EDT	FULLER H B COFUL	John J CorkreanExecutive VP and CFO	45	$56.41	$2,546	716	—
Jul 27, 2018 AForm 4 →	Jul 30, 7:42 pm EDT	FULLER H B COFUL	David W. MoormanVP, Operations Excellence	11	$56.41	$605	173	—
Jul 27, 2018 AForm 4 →	Jul 30, 7:41 pm EDT	FULLER H B COFUL	Zhiwei CaiSr. VP, Engineering Adhesives	5	$56.41	$257	1,400	—
Jul 27, 2018 SForm 4 →	Jul 30, 4:08 pm EDT	TORTOISE MLP FUND, INC.NTG	H Kevin BirzerDirector	252	$0.30	$76	0	—
Jul 26, 2018 MForm 4 →	Jul 30, 4:00 pm EDT	WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPWAB	David L DeNinnoExec VP, General Counsel, Sec.	18,690	—	—	2,625	—
Jul 26, 2018 AForm 4 →	Jul 30, 4:00 pm EDT	ACHIEVE LIFE SCIENCES, INC.ACHV	Richard Alistair StewartChairman & CEO, Director	52,000	—	—	52,000	—
Jul 26, 2018 MForm 4 →	Jul 30, 4:03 pm EDT	Ingersoll-Rand plcIR	David S RegneryExecutive Vice President	12,098	—	—	0	—
Jul 26, 2018 MForm 4 →	Jul 30, 4:04 pm EDT	WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPWAB	John A Mastalerz Jr.VP Fin., Corp. Controller, CAO	3,238	—	—	787	—
Jul 26, 2018 MForm 4 →	Jul 30, 4:05 pm EDT	Ingersoll-Rand plcIR	Keith A SultanaSenior Vice President	8,804	—	—	7,486	—
Jul 27, 2018 MForm 4 →	Jul 30, 4:15 pm EDT	Quotient LtdQTNT	Jeremy StackawitzPresident	2,099	—	—	0	—
Jul 26, 2018 AForm 4 →	Jul 30, 4:20 pm EDT	HONEYWELL INTERNATIONAL INCHON	John J TusVice President and Controller	3,000	—	—	3,000	—
Jul 28, 2018 MForm 4 →	Jul 30, 4:20 pm EDT	GENERAL ELECTRIC COGE	Jamie S MillerSenior Vice President	10,000	—	—	30,000	—
Jul 26, 2018 MForm 4 →	Jul 30, 4:20 pm EDT	KEYCORP /NEW/KEY	Robert A DeAngelisDir. of Qual. & Prod. Mgmt.	15,000	—	—	15,841	—
Jul 27, 2018 MForm 4 →	Jul 30, 4:22 pm EDT	HONEYWELL INTERNATIONAL INCHON	Vimal KapurPresident and CEO, HBT	15,337	—	—	0	—
Jul 27, 2018 MForm 4 →	Jul 30, 4:23 pm EDT	WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPWAB	Brian HehirDirector	8,000	—	—	0	—
Jul 28, 2018 MForm 4 →	Jul 30, 4:30 pm EDT	DOLLAR TREE INCDLTR	Michael A. WitynskiPresident & COO	928	—	—	1,857	—
Jul 26, 2018 MForm 4 →	Jul 30, 4:32 pm EDT	HCA Healthcare, Inc.HCA	J William MorrowSVP - Finance and Treasurer	6,875	—	—	0	—
Jul 26, 2018 MForm 4 →	Jul 30, 4:34 pm EDT	HCA Healthcare, Inc.HCA	Michael S. CuffePresident-Physician Services	12,500	—	—	0	—
Jul 27, 2018 MForm 4 →	Jul 30, 4:35 pm EDT	Expedia Group, Inc.EXPE	Lance A SolidayChief Accounting Officer	3,800	—	—	7,800	—
Jul 26, 2018 MForm 4 →	Jul 30, 4:36 pm EDT	HCA Healthcare, Inc.HCA	Christopher F. WyattSVP & Controller	16,575	—	—	0	—
Jul 26, 2018 CForm 4 →	Jul 30, 4:42 pm EDT	TILLY'S, INC.TLYS	Hezy ShakedChief Strategy Officer, Director, 10% Owner	20,000	—	—	9,077,805	—
Jul 26, 2018 AForm 4 →	Jul 30, 4:51 pm EDT	ORGANOVO HOLDINGS, INC.ONVO	Robert Baltera Jr.Director	45,500	—	—	45,550	—
Jul 26, 2018 AForm 4 →	Jul 30, 4:52 pm EDT	ORGANOVO HOLDINGS, INC.ONVO	James T GloverDirector	45,500	—	—	45,550	—
Jul 26, 2018 AForm 4 →	Jul 30, 4:54 pm EDT	ORGANOVO HOLDINGS, INC.ONVO	Tamar D HowsonDirector	45,500	—	—	45,550	—
Jul 26, 2018 AForm 4 →	Jul 30, 4:55 pm EDT	ORGANOVO HOLDINGS, INC.ONVO	Mark KesselDirector	45,500	—	—	45,550	—
Jul 26, 2018 AForm 4 →	Jul 30, 4:56 pm EDT	ORGANOVO HOLDINGS, INC.ONVO	Kirk MalloyDirector	45,500	—	—	45,550	—
Jul 27, 2018 MForm 4 →	Jul 30, 4:57 pm EDT	ENANTA PHARMACEUTICALS INCENTA	Jay R. LulyPresident and CEO, Director	8,498	—	—	0	—
Jul 26, 2018 MForm 4 →	Jul 30, 4:58 pm EDT	Proto Labs IncPRLB	Rainer GawlickDirector	800	—	—	3,100	—
Jul 26, 2018 AForm 4 →	Jul 30, 4:58 pm EDT	ORGANOVO HOLDINGS, INC.ONVO	Richard E MarounDirector	45,500	—	—	45,550	—
Jul 26, 2018 AForm 4 →	Jul 30, 5:00 pm EDT	INTUIT INCINTU	Brad D SmithChairman, CEO & President, Director	150,000	—	—	41,000	—
Jul 26, 2018 CForm 4 →	Jul 30, 5:01 pm EDT	Planet Fitness, Inc.PLNT	Christopher RondeauChief Executive Officer, Director	61,547	—	—	1,407,738	—
Jul 26, 2018 AForm 4 →	Jul 30, 5:03 pm EDT	INTUIT INCINTU	Michelle M ClatterbuckEVP and CFO	50,249	—	—	13,783	—
Jul 26, 2018 MForm 4 →	Jul 30, 5:04 pm EDT	O REILLY AUTOMOTIVE INCORLY	Scott E KrausSVP OF REAL ESTATE & EXPANSION	5,000	—	—	0	—
Jul 25, 2018 AForm 4 →	Jul 30, 5:05 pm EDT	FREQUENCY ELECTRONICS INCFEIM	Martin B BlochExec Chairman of the Board, Director	20,000	—	—	333,000	—	late
Jul 26, 2018 AForm 4 →	Jul 30, 5:07 pm EDT	INTUIT INCINTU	Laura A FennellEVP, Gen. Counsel & Corp. Sec.	50,249	—	—	13,783	—
Jul 26, 2018 AForm 4 →	Jul 30, 5:09 pm EDT	INTUIT INCINTU	Mark J FlournoyVP, Chief Accounting Officer	3,000	—	—	3,000	—
Jul 26, 2018 MForm 4 →	Jul 30, 5:12 pm EDT	DANAHER CORP /DE/DHR	Daniel L ComasEVP & CFO	59,430	—	—	0	—
Jul 26, 2018 AForm 4 →	Jul 30, 5:12 pm EDT	INTUIT INCINTU	Sasan K GoodarziEVP, GM Small Bus. & SE Group	92,125	—	—	25,270	—
Jul 26, 2018 AForm 4 →	Jul 30, 5:16 pm EDT	INTUIT INCINTU	Henry Tayloe StansburyEVP, Chief Technology Officer	50,249	—	—	13,783	—
Jul 30, 2018 MForm 4 →	Jul 30, 5:17 pm EDT	CIRCOR INTERNATIONAL INCCIR	Arjun SharmaSr VP, Business Development	206	—	—	0	—
Jul 30, 2018 MForm 4 →	Jul 30, 5:17 pm EDT	CIRCOR INTERNATIONAL INCCIR	Tony S. NajjarPres Aerospace & Defense Group	206	—	—	0	—
Jul 26, 2018 MForm 4 →	Jul 30, 5:18 pm EDT	MSC INDUSTRIAL DIRECT CO INCMSM	Gregory PolliSVP, PRODUCT MANAGEMENT	8,696	—	—	0	—
Jul 30, 2018 CForm 4 →	Jul 30, 5:18 pm EDT	Tenable Holdings, Inc.TENB	Ping LiDirector, 10% Owner	27,020,977	—	—	0	—
Jul 24, 2018 AForm 4 →	Jul 30, 5:20 pm EDT	EYENOVIA, INC.EYEN	Anthony Y SunDirector	4,465	—	—	4,465	—	late
Jul 30, 2018 CForm 4 →	Jul 30, 5:21 pm EDT	Tenable Holdings, Inc.TENB	Accel Growth Fund II L.P. +810% Owner	27,020,977	—	—	0	—
Jul 26, 2018 CForm 4 →	Jul 30, 5:23 pm EDT	Pure Storage, Inc.PSTG	Scott DietzenDirector	125,000	—	—	3,806,083	—
Jul 26, 2018 AForm 4 →	Jul 30, 5:23 pm EDT	Onconova Therapeutics, Inc.ONTX	Manoj ManiarSVP - Product Development	300,000	—	—	300,000	—
Jul 30, 2018 CForm 4 →	Jul 30, 5:24 pm EDT	Tenable Holdings, Inc.TENB	Accel Growth Fund II L.P. +310% Owner	27,020,977	—	—	0	—
Jul 26, 2018 AForm 4 →	Jul 30, 5:24 pm EDT	Onconova Therapeutics, Inc.ONTX	Steven M FruchtmanPresident, Chief Medical Off	400,000	—	—	400,000	—
Jul 26, 2018 AForm 4 →	Jul 30, 5:25 pm EDT	Onconova Therapeutics, Inc.ONTX	Ramesh KumarChief Executive Officer, Director	1,065,600	—	—	1,065,600	—
Jul 26, 2018 AForm 4 →	Jul 30, 5:26 pm EDT	Onconova Therapeutics, Inc.ONTX	Mark Patrick GuerinChief Financial Officer	384,950	—	—	384,950	—
Jul 26, 2018 MForm 4 →	Jul 30, 5:26 pm EDT	BIOTELEMETRY, INC.BEAT	Joseph H CapperPresident & CEO, Director	300,000	—	—	0	—
Jul 26, 2018 AForm 4 →	Jul 30, 5:28 pm EDT	HUDSON TECHNOLOGIES INC /NYHDSN	Vincent P AbbatecolaDirector	8,224	—	—	8,224	—
Jul 26, 2018 AForm 4 →	Jul 30, 5:28 pm EDT	Onconova Therapeutics, Inc.ONTX	Jerome GroopmanDirector	87,500	—	—	87,500	—
Jul 26, 2018 AForm 4 →	Jul 30, 5:29 pm EDT	Onconova Therapeutics, Inc.ONTX	E Premkumar ReddyDirector	87,500	—	—	87,500	—
Jul 26, 2018 AForm 4 →	Jul 30, 5:30 pm EDT	Onconova Therapeutics, Inc.ONTX	Viren MehtaDirector	87,500	—	—	87,500	—
Jul 26, 2018 AForm 4 →	Jul 30, 5:31 pm EDT	Onconova Therapeutics, Inc.ONTX	Jack E StoverDirector	87,500	—	—	87,500	—
Jul 26, 2018 MForm 4 →	Jul 30, 5:32 pm EDT	WELLTOWER INC.WELL	Gary WhitelawDirector	832	—	—	0	—
Jul 26, 2018 AForm 4 →	Jul 30, 5:32 pm EDT	Onconova Therapeutics, Inc.ONTX	James J MarinoDirector	87,500	—	—	87,500	—
Jul 26, 2018 AForm 4 →	Jul 30, 5:34 pm EDT	Onconova Therapeutics, Inc.ONTX	Michael B HoffmanDirector	87,500	—	—	87,500	—
Jul 27, 2018 MForm 4 →	Jul 30, 5:37 pm EDT	TORCHMARK CORPTMK	John Henry Rogers Jr.Other	875	—	—	0	—
Jul 27, 2018 AForm 4 →	Jul 30, 5:38 pm EDT	ARATANA THERAPEUTICS, INC.PETX	Laura BregeDirector	7,500	—	—	7,500	—
Jul 27, 2018 AForm 4 →	Jul 30, 5:40 pm EDT	ARATANA THERAPEUTICS, INC.PETX	David L BrinkleyDirector	7,500	—	—	7,500	—
Jul 26, 2018 AForm 4 →	Jul 30, 5:42 pm EDT	BROWN FORMAN CORPBFA, BFB	Thomas HinrichsSVP/Pres., International Div	11,153	—	—	11,153	—
Jul 27, 2018 AForm 4 →	Jul 30, 5:43 pm EDT	ARATANA THERAPEUTICS, INC.PETX	Irvine O Hockaday Jr.Director	7,500	—	—	7,500	—
Jul 27, 2018 AForm 4 →	Jul 30, 5:45 pm EDT	ARATANA THERAPEUTICS, INC.PETX	Merilee RainesDirector	7,500	—	—	7,500	—
Jul 26, 2018 AForm 4 →	Jul 30, 5:47 pm EDT	BROWN FORMAN CORPBFA, BFB	Brian P FitzgeraldSVP, Chief Accounting Officer	12,357	—	—	12,357	—
Jul 27, 2018 MForm 4 →	Jul 30, 5:47 pm EDT	USG CORPUSG	Dominic A DannessaExecutive Vice President	79,720	—	—	0	—
Jul 27, 2018 AForm 4 →	Jul 30, 5:48 pm EDT	ARATANA THERAPEUTICS, INC.PETX	Robert P Roche Jr.Director	7,500	—	—	7,500	—
Jul 26, 2018 JXForm 4 →	Jul 30, 5:50 pm EDT	BARFRESH FOOD GROUP INC.BRFH	Ibex Investors LLC +310% Owner	4,700,000	—	—	1,800,000	—
Jul 26, 2018 AForm 4 →	Jul 30, 5:50 pm EDT	BROWN FORMAN CORPBFA, BFB	John V. HayesSVP/President, USA & Canada	7,912	—	—	7,912	—
Jul 26, 2018 AForm 4 →	Jul 30, 5:51 pm EDT	HUDSON TECHNOLOGIES INC /NYHDSN	Eric A ProutyDirector	18,092	—	—	18,092	—
Jul 27, 2018 AForm 4 →	Jul 30, 5:54 pm EDT	ARATANA THERAPEUTICS, INC.PETX	John Vander VortDirector	7,500	—	—	7,500	—
Jul 27, 2018 AForm 4 →	Jul 30, 5:58 pm EDT	ARATANA THERAPEUTICS, INC.PETX	Wendy L YarnoDirector	7,500	—	—	7,500	—
Jul 26, 2018 AForm 4 →	Jul 30, 6:01 pm EDT	HUDSON TECHNOLOGIES INC /NYHDSN	Dominic J MonettaDirector	16,447	—	—	16,447	—
Jul 26, 2018 MForm 4 →	Jul 30, 6:06 pm EDT	YELP INCYELP	Joseph R NachmanChief Operating Officer	10,500	—	—	81,303	—
Jul 26, 2018 AForm 4 →	Jul 30, 6:08 pm EDT	HUDSON TECHNOLOGIES INC /NYHDSN	Richard ParrilloDirector	18,092	—	—	18,092	—
Jul 17, 2018 MForm 4/A →	Jul 30, 6:08 pm EDT	YELP INCYELP	Geoffrey L DonakerDirector	8,000	—	—	337,000	—
Jul 30, 2018 MForm 4 →	Jul 30, 6:09 pm EDT	USG CORPUSG	Gregory D. SalahSenior Vice President	6,885	—	—	0	—
Jul 26, 2018 MForm 4 →	Jul 30, 6:15 pm EDT	YELP INCYELP	Geoffrey L DonakerDirector	2,000	—	—	335,000	—
Jul 26, 2018 AForm 4 →	Jul 30, 6:21 pm EDT	BROWN FORMAN CORPBFA, BFB	Matthew E HamelEVP, Gen Counsel and Secretary	29,569	—	—	29,569	—
Jul 26, 2018 AForm 4 →	Jul 30, 6:23 pm EDT	BROWN FORMAN CORPBFA, BFB	Mark I McCallumEVP/Chief Brands Officer	20,023	—	—	20,023	—
Jul 26, 2018 AForm 4 →	Jul 30, 6:25 pm EDT	BROWN FORMAN CORPBFA, BFB	Ralph E de ChabertSVP, Chief Diversity Officer	4,288	—	—	4,288	—
Jul 26, 2018 AForm 4 →	Jul 30, 6:28 pm EDT	BROWN FORMAN CORPBFA, BFB	Kirsten M HawleySVP, Chief HR Officer	10,624	—	—	10,624	—
Jul 26, 2018 MForm 4 →	Jul 30, 6:30 pm EDT	Prologis, Inc.PLD	Gary E AndersonCEO, Europe and Asia	27,250	—	—	457,479	—
Jul 26, 2018 AForm 4 →	Jul 30, 6:31 pm EDT	BROWN FORMAN CORPBFA, BFB	Lisa P SteinerSVP, Chief of Staff	9,720	—	—	9,720	—
Jul 26, 2018 AForm 4 →	Jul 30, 6:34 pm EDT	BROWN FORMAN CORPBFA, BFB	Jane C MorreauEVP, Chief Financial Officer	28,482	—	—	28,482	—
Jul 26, 2018 MForm 4 →	Jul 30, 6:35 pm EDT	Verisk Analytics, Inc.VRSK	Scott G StephensonCEO and President, Director	3,425	—	—	91,885	—
Jul 26, 2018 AForm 4 →	Jul 30, 6:36 pm EDT	BROWN FORMAN CORPBFA, BFB	Alejandro A AlvarezSVP, CPO	10,850	—	—	10,850	—
Jul 26, 2018 AForm 4 →	Jul 30, 6:39 pm EDT	BROWN FORMAN CORPBFA, BFB	Campbell P BrownDirector	5,703	—	—	5,703	—
Jul 26, 2018 AForm 4 →	Jul 30, 6:41 pm EDT	BROWN FORMAN CORPBFA, BFB	Paul C VargaChairman & CEO, Director	123,049	—	—	123,049	—
Jul 26, 2018 AForm 4 →	Jul 30, 6:44 pm EDT	BROWN FORMAN CORPBFA, BFB	Lawson E WhitingEVP, Chief Operating Officer	40,688	—	—	40,688	—
Jul 30, 2018 AForm 4 →	Jul 30, 6:46 pm EDT	SM Energy CoSM	David W CopelandEVP and General Counsel	8,272	—	—	8,272	—
Jul 30, 2018 AForm 4 →	Jul 30, 6:47 pm EDT	SM Energy CoSM	Kenneth J. KnottSVP-Bus Dv & Land & Asst Sec	4,379	—	—	4,379	—
Jul 30, 2018 AForm 4 →	Jul 30, 6:47 pm EDT	SM Energy CoSM	Lehman E Newton IIISr. VP & Regional Manager	5,109	—	—	5,109	—
Jul 26, 2018 AForm 4 →	Jul 30, 6:47 pm EDT	BROWN FORMAN CORPBFA, BFB	Michael TodmanDirector	2,122	—	—	12,942	—
Jul 30, 2018 AForm 4 →	Jul 30, 6:48 pm EDT	SM Energy CoSM	Javan D OttosonPresident & CEO, Director	46,711	—	—	46,711	—
Jul 30, 2018 AForm 4 →	Jul 30, 6:48 pm EDT	SM Energy CoSM	A Wade PursellEVP & CFO	19,463	—	—	19,463	—
Jul 30, 2018 AForm 4 →	Jul 30, 6:49 pm EDT	SM Energy CoSM	Mark T SolomonVP, Controller & Asst. Sec.	4,360	—	—	4,360	—
Jul 30, 2018 AForm 4 →	Jul 30, 6:49 pm EDT	SM Energy CoSM	Herbert S VogelEVP - Operations	19,463	—	—	19,463	—
Jul 30, 2018 AForm 4 →	Jul 30, 6:49 pm EDT	SM Energy CoSM	David J. WhitcombVP-Marketing	4,671	—	—	4,671	—
Jul 26, 2018 AForm 4 →	Jul 30, 6:55 pm EDT	BROWN FORMAN CORPBFA, BFB	Augusta Brown HollandDirector	2,122	—	—	7,936	—
Jul 26, 2018 AForm 4 →	Jul 30, 6:58 pm EDT	BROWN FORMAN CORPBFA, BFB	Chavanne Patrick BousquetDirector	2,122	—	—	20,722	—
Jul 26, 2018 AForm 4 →	Jul 30, 6:59 pm EDT	COUNTERPATH CORPCPAH	Larry TimlickDirector	12,176	—	—	57,480	—
Jul 28, 2018 MForm 4 →	Jul 30, 6:59 pm EDT	Telenav, Inc.TNAV	Douglas S MillerDirector	1,400	—	—	1,400	—
Jul 26, 2018 MForm 4 →	Jul 30, 7:00 pm EDT	OMEROS CORPOMER	Marcia S. KelbonVP Patent and General Counsel	48,723	—	—	42,529	—
Jul 26, 2018 AForm 4 →	Jul 30, 7:04 pm EDT	COUNTERPATH CORPCPAH	Bruce Allan Russell JoyceDirector	12,176	—	—	49,341	—
Jul 26, 2018 AForm 4 →	Jul 30, 7:06 pm EDT	BROWN FORMAN CORPBFA, BFB	Stuart R BrownDirector	1,061	—	—	1,061	—
Jul 26, 2018 AForm 4 →	Jul 30, 7:10 pm EDT	BROWN FORMAN CORPBFA, BFB	Mike J. KeyesSVP, Chief Corporate Affairs	11,755	—	—	11,755	—
Jul 26, 2018 AForm 4 →	Jul 30, 7:12 pm EDT	COUNTERPATH CORPCPAH	Steven BrukDirector, 10% Owner	6,088	—	—	12,834	—
Jul 26, 2018 AForm 4 →	Jul 30, 7:15 pm EDT	BROWN FORMAN CORPBFA, BFB	Bruce L ByrnesDirector	2,122	—	—	14,484	—
Jul 26, 2018 AForm 4 →	Jul 30, 7:17 pm EDT	COUNTERPATH CORPCPAH	Chris CooperDirector	12,176	—	—	62,330	—
Jul 26, 2018 AForm 4 →	Jul 30, 7:18 pm EDT	BROWN FORMAN CORPBFA, BFB	Michael J RoneyDirector	2,122	—	—	18,104	—
Jul 26, 2018 AForm 4 →	Jul 30, 7:20 pm EDT	BROWN FORMAN CORPBFA, BFB	George Garvin Brown IVDirector	5,766	—	—	24,860	—
Jul 26, 2018 MForm 4 →	Jul 30, 7:21 pm EDT	SMART Global Holdings, Inc.SGH	Bruce M GoldbergVP, Chief Legal Officer	4,131	—	—	3,042	—
Jul 26, 2018 AForm 4 →	Jul 30, 7:22 pm EDT	COUNTERPATH CORPCPAH	David KarpChief Financial Officer	22,830	—	—	83,198	—
Jul 26, 2018 AForm 4 →	Jul 30, 7:23 pm EDT	BROWN FORMAN CORPBFA, BFB	Kathleen M. GutmannDirector	2,122	—	—	4,821	—
Jul 26, 2018 AForm 4/A →	Jul 30, 7:23 pm EDT	Del Frisco's Restaurant Group, Inc.DFRG	Norman J AbdallahPresident/CEO, Director	27,523	—	—	27,523	—
May 15, 2018 MForm 4/A →	Jul 30, 7:23 pm EDT	SERVICEMASTER GLOBAL HOLDINGS INCSERV	Rexford TibbensAHS President & CEO	10,952	—	—	10,952	—
Jul 26, 2018 CForm 4 →	Jul 30, 7:24 pm EDT	Facebook IncFB	Mark ZuckerbergCOB and CEO, Director, 10% Owner	120,000	—	—	362,428,054	—
Jul 26, 2018 AForm 4/A →	Jul 30, 7:28 pm EDT	Del Frisco's Restaurant Group, Inc.DFRG	William S MartensChief Development Officer	1,835	—	—	1,835	—
Jul 26, 2018 AForm 4 →	Jul 30, 7:30 pm EDT	COUNTERPATH CORPCPAH	Donovan JonesPresident & CEO, Director	45,661	—	—	206,587	—
Jul 26, 2018 AForm 4/A →	Jul 30, 7:32 pm EDT	Del Frisco's Restaurant Group, Inc.DFRG	April L ScopaChief People Officer	1,835	—	—	1,835	—
Jul 26, 2018 AForm 4 →	Jul 30, 7:32 pm EDT	EXACT SCIENCES CORPEXAS	Thomas D. CareyDirector	3,230	—	—	3,230	—
Jul 26, 2018 AForm 4 →	Jul 30, 7:35 pm EDT	COUNTERPATH CORPCPAH	Terence H MatthewsChairman, Director, 10% Owner	14,459	—	—	70,648	—
Jul 26, 2018 AForm 4 →	Jul 30, 7:35 pm EDT	BROWN FORMAN CORPBFA, BFB	Tracy L SkeansDirector	4,681	—	—	4,681	—
Jul 26, 2018 MForm 4 →	Jul 30, 7:35 pm EDT	TWILIO INCTWLO	George HuChief Operating Officer	7,614	—	—	811,000	—
Jul 26, 2018 AForm 4/A →	Jul 30, 7:37 pm EDT	Del Frisco's Restaurant Group, Inc.DFRG	Neil H ThomsonChief Financial Officer	13,761	—	—	13,761	—
Jul 27, 2018 CForm 4 →	Jul 30, 7:39 pm EDT	Facebook IncFB	Mark ZuckerbergCOB and CEO, Director, 10% Owner	119,581	—	—	362,308,473	—
Jul 30, 2018 AForm 4 →	Jul 30, 7:40 pm EDT	Focus Financial Partners Inc.FOCS	Noah GottdienerDirector	30,000	—	—	30,000	—
Jul 30, 2018 AForm 4 →	Jul 30, 7:41 pm EDT	Focus Financial Partners Inc.FOCS	Rajini Sundar KodialamCOO, Director	2,668,293	—	—	162,500	—
Jul 30, 2018 AForm 4 →	Jul 30, 7:42 pm EDT	Focus Financial Partners Inc.FOCS	Deborah D McWhinneyDirector	30,000	—	—	30,000	—
Jul 30, 2018 AForm 4 →	Jul 30, 7:43 pm EDT	Focus Financial Partners Inc.FOCS	James ShanahanCFO	1,931,144	—	—	90,000	—
Jul 30, 2018 AMForm 4 →	Jul 30, 7:43 pm EDT	Focus Financial Partners Inc.FOCS	Ruediger AdolfCEO & Chairman, Director	4,962,916	—	—	100,000	—
Jul 26, 2018 AForm 4 →	Jul 30, 7:46 pm EDT	EXACT SCIENCES CORPEXAS	Michael S WyzgaDirector	3,230	—	—	3,230	—
Jul 26, 2018 AForm 4 →	Jul 30, 7:49 pm EDT	ARDELYX, INC.ARDX	David P. RosenbaumChief Development Officer	62,950	—	—	8,220	—
Jul 26, 2018 AForm 4 →	Jul 30, 7:50 pm EDT	ARDELYX, INC.ARDX	Mark KaufmannChief Financial Officer	54,730	—	—	54,730	—
Jul 26, 2018 AForm 4 →	Jul 30, 7:50 pm EDT	ARDELYX, INC.ARDX	Michael RaabPresident & CEO, Director	185,000	—	—	185,000	—
Jul 26, 2018 AForm 4 →	Jul 30, 7:51 pm EDT	ARDELYX, INC.ARDX	Elizabeth A GrammerSVP, General Counsel	54,730	—	—	54,730	—
Jul 26, 2018 MForm 4 →	Jul 30, 8:00 pm EDT	TRANSENTERIX INC.TRXC	Todd PopePresident and CEO, Director	61,172	—	—	0	—
Jul 26, 2018 XForm 4 →	Jul 30, 8:08 pm EDT	IQVIA HOLDINGS INC.IQV	Ronald A RittenmeyerDirector	7,680	—	—	0	—
Jul 26, 2018 AForm 4 →	Jul 30, 8:08 pm EDT	Retrophin, Inc.RTRX	Noah L. RosenbergChief Medical Officer	75,000	—	—	10,000	—
Jul 26, 2018 XForm 4 →	Jul 30, 8:13 pm EDT	IQVIA HOLDINGS INC.IQV	Ari BousbibSee Remarks, Director	368,640	—	—	0	—
Jul 26, 2018 AForm 4 →	Jul 30, 8:18 pm EDT	REALNETWORKS INCRNWK	Cary BakerSVP, CFO & Treasurer	200,000	—	—	200,000	—
Jul 26, 2018 AForm 4 →	Jul 30, 8:19 pm EDT	REALNETWORKS INCRNWK	Michael ParhamSVP General Counsel	150,000	—	—	150,000	—
Jul 26, 2018 MForm 4 →	Jul 30, 8:24 pm EDT	Penumbra IncPEN	Daniel Donen DavisSee Remarks	7,500	—	—	125,317	—
Jul 26, 2018 AForm 4 →	Jul 30, 9:05 pm EDT	International Money Express, Inc.IMXI	Eduardo AzcarateChief Business Dev. Officer	175,000	—	—	175,000	—
Jul 26, 2018 AForm 4 →	Jul 30, 9:07 pm EDT	International Money Express, Inc.IMXI	Jose Perez-VillarrealCAO & Chief Compliance Officer	130,000	—	—	130,000	—
Jul 26, 2018 AForm 4 →	Jul 30, 9:09 pm EDT	International Money Express, Inc.IMXI	Randy NilsenChief Sales/Marketing Officer	230,000	—	—	230,000	—
Jul 26, 2018 AForm 4 →	Jul 30, 9:10 pm EDT	International Money Express, Inc.IMXI	Robert LisyCEO, President and Chairman, Director	1,189,902	—	—	1,189,902	—
Jul 26, 2018 AForm 4 →	Jul 30, 9:11 pm EDT	International Money Express, Inc.IMXI	Tony Lauro IIChief Financial Officer	198,317	—	—	198,317	—
Jul 26, 2018 AForm 4 →	Jul 30, 9:12 pm EDT	International Money Express, Inc.IMXI	William VelezChief Information Officer	100,000	—	—	100,000	—
Jul 26, 2018 MForm 4 →	Jul 30, 9:15 pm EDT	Rimini Street, Inc.RMNI	Sebastian GradyPresident	201	—	—	144,406	—
Jul 25, 2018 AForm 4/A →	Jul 30, 9:15 pm EDT	APPLIED GENETIC TECHNOLOGIES CORPAGTC	Scott KoenigDirector	10,000	—	—	10,000	—
Jul 25, 2018 AForm 4/A →	Jul 30, 9:25 pm EDT	APPLIED GENETIC TECHNOLOGIES CORPAGTC	Edward HurwitzDirector	10,000	—	—	10,000	—
Jul 25, 2018 AForm 4/A →	Jul 30, 9:31 pm EDT	APPLIED GENETIC TECHNOLOGIES CORPAGTC	Ivana MagovcevicDirector	10,000	—	—	10,000	—
Jul 25, 2018 AForm 4/A →	Jul 30, 9:39 pm EDT	APPLIED GENETIC TECHNOLOGIES CORPAGTC	James RosenDirector	10,000	—	—	10,000	—
Jul 25, 2018 AForm 4/A →	Jul 30, 9:44 pm EDT	APPLIED GENETIC TECHNOLOGIES CORPAGTC	Anne VanlentDirector	10,000	—	—	10,000	—
Jul 27, 2018 MForm 4 →	Jul 30, 9:47 pm EDT	GENTHERM IncTHRM	Ryan Wesley GaulVP Operations	5,000	—	—	0	—
Jul 27, 2018 MForm 4 →	Jul 30, 9:49 pm EDT	GENTHERM IncTHRM	Frithjof OldorffPresident Auto BU	10,000	—	—	10,000	—
Jul 27, 2018 MForm 4 →	Jul 31, 6:58 am EDT	ASPEN INSURANCE HOLDINGS LTDAHL	Thomas LillelundCEO, Aspen Reinsurance	1,826	—	—	1,826	—
Jul 27, 2018 MForm 4 →	Jul 31, 7:55 am EDT	AVX CorpAVX	Peter VenutoSR VP of Corp Development	2,500	—	—	2,500	—
Jul 27, 2018 MForm 4 →	Jul 31, 8:06 am EDT	AVX CorpAVX	Alex SchenkelSr. Vice President of Sales	16,000	—	—	3,000	—
Jul 27, 2018 MForm 4 →	Jul 31, 8:12 am EDT	AVX CorpAVX	Michael E HufnagelOther	2,500	—	—	1,500	—
Jul 25, 2018 MForm 4 →	Jul 31, 8:22 am EDT	Dougherty's Pharmacy, Inc.MYDP	Will CuretonDirector	5,250	—	—	40,500	—	late
Jul 25, 2018 MForm 4 →	Jul 31, 8:22 am EDT	Dougherty's Pharmacy, Inc.MYDP	James LeslieCEO, Interim Pres., Int. CFO, Director	5,250	—	—	40,500	—	late
Jul 25, 2018 MForm 4 →	Jul 31, 8:22 am EDT	Dougherty's Pharmacy, Inc.MYDP	Anthony J LevecchioDirector	5,250	—	—	40,500	—	late
Sep 19, 2014 JMForm 4 →	Jul 31, 2018, 10:41 am EDT	DEEP WELL OIL & GAS INCDWOG	Brata Das SatyaDirector	300,000	—	—	600,000	—	late
Sep 19, 2014 JMForm 4 →	Jul 31, 2018, 10:51 am EDT	DEEP WELL OIL & GAS INCDWOG	Horst A SchmidPresident and CEO, Director	1,300,000	—	—	1,200,000	—	late
Sep 19, 2014 JMForm 4 →	Jul 31, 2018, 10:52 am EDT	DEEP WELL OIL & GAS INCDWOG	Curtis J SparrowCFO and Secretary, Director	800,000	—	—	1,200,000	—	late
Jul 30, 2018 MForm 4 →	Jul 31, 10:59 am EDT	INTUITIVE SURGICAL INCISRG	Marshall MohrExecutive VP & CFO	8,250	—	—	0	—
Jul 27, 2018 MForm 4 →	Jul 31, 11:16 am EDT	SHERWIN WILLIAMS COSHW	Allen J MistysynSVP - Finance & CFO	439	—	—	461	—
Jul 29, 2018 AForm 4 →	Jul 31, 11:41 am EDT	KEY TRONIC CORPKTCC	Patrick SweeneyDirector	7,500	—	—	7,500	—
Jul 29, 2018 AForm 4 →	Jul 31, 11:42 am EDT	KEY TRONIC CORPKTCC	Brett R. LarsenEVP Admin, CFO, & Treasurer	20,000	—	—	20,000	—
Jul 29, 2018 AForm 4 →	Jul 31, 11:42 am EDT	KEY TRONIC CORPKTCC	Douglas G BurkhardtEVP of Worldwide Operations	20,000	—	—	20,000	—
Jul 29, 2018 AForm 4 →	Jul 31, 11:43 am EDT	KEY TRONIC CORPKTCC	Craig D GatesPresident & CEO, Director	50,000	—	—	50,000	—
Jul 29, 2018 AForm 4 →	Jul 31, 11:43 am EDT	KEY TRONIC CORPKTCC	Ronald F KlawitterDirector	7,500	—	—	7,500	—
Jul 29, 2018 AForm 4 →	Jul 31, 11:44 am EDT	KEY TRONIC CORPKTCC	Chad Thomas OrebaughVice President of Engineering	5,000	—	—	5,000	—
Jul 29, 2018 AForm 4 →	Jul 31, 11:44 am EDT	KEY TRONIC CORPKTCC	Duane D MackleitVP of Program Management	10,000	—	—	10,000	—
Jul 29, 2018 AForm 4 →	Jul 31, 11:45 am EDT	KEY TRONIC CORPKTCC	Kathleen L NemethSecretary and General Counsel	10,000	—	—	10,000	—
Jul 29, 2018 AForm 4 →	Jul 31, 11:45 am EDT	KEY TRONIC CORPKTCC	Frank Crispigna IIIVP of Supply Chain	10,000	—	—	10,000	—
Jul 29, 2018 AForm 4 →	Jul 31, 11:46 am EDT	KEY TRONIC CORPKTCC	Philip Scott HochbergEVP of Business Development	20,000	—	—	20,000	—
Jul 27, 2018 MForm 4 →	Jul 31, 12:26 pm EDT	FLIR SYSTEMS INCFLIR	Earl R LewisDirector	189,800	—	—	0	—
Jul 29, 2018 AForm 4 →	Jul 31, 12:28 pm EDT	KEY TRONIC CORPKTCC	Yacov A ShamashDirector	7,500	—	—	7,500	—
Jul 28, 2018 MForm 4 →	Jul 31, 1:01 pm EDT	WELLS FARGO & COMPANY/MNWFC	Hope A. HardisonSr. Executive Vice President	2,373	—	—	2,372	—
Jul 28, 2018 MForm 4 →	Jul 31, 1:06 pm EDT	WELLS FARGO & COMPANY/MNWFC	Avid ModjtabaiSr. Executive Vice President	4,744	—	—	4,744	—
Jul 26, 2018 MForm 4 →	Jul 31, 1:08 pm EDT	VICOR CORPVICR	Richard J Nagel Jr.VP-Chief Accounting Officer	12,500	—	—	1,000	—	late
Jul 26, 2018 MForm 4 →	Jul 31, 1:09 pm EDT	VICOR CORPVICR	Robert F RussellOther	2,000	—	—	2,000	—	late
Jul 26, 2018 MForm 4 →	Jul 31, 1:09 pm EDT	VICOR CORPVICR	Barry KelleherDirector	7,137	—	—	0	—	late
Jul 26, 2018 MForm 4 →	Jul 31, 1:09 pm EDT	VICOR CORPVICR	H Allen HendersonDirector	5,000	—	—	0	—	late
Jul 28, 2018 MForm 4 →	Jul 31, 1:11 pm EDT	WELLS FARGO & COMPANY/MNWFC	John R. ShrewsberrySenior Executive VP & CFO	4,744	—	—	4,744	—
Jul 26, 2018 MForm 4 →	Jul 31, 1:11 pm EDT	VICOR CORPVICR	Nancy L GravaVP-Human Resources	5,000	—	—	0	—	late amended
Jul 26, 2018 MForm 4 →	Jul 31, 1:14 pm EDT	VICOR CORPVICR	Joseph A JefferyVP-Chief Information Officer	20,080	—	—	0	—	late
Jul 28, 2018 MForm 4 →	Jul 31, 1:17 pm EDT	WELLS FARGO & COMPANY/MNWFC	Timothy J SloanCEO & President, Director	7,117	—	—	7,117	—
Jul 28, 2018 MForm 4 →	Jul 31, 2:21 pm EDT	VISTA GOLD CORPVGZ	John W. RozelleSenior Vice President	15,000	—	—	0	—
Jul 30, 2018 MForm 4 →	Jul 31, 2:22 pm EDT	FRESH DEL MONTE PRODUCE INCFDP	Reyes Jorge PelaezVP, Central America	840	—	—	0	—
Jul 30, 2018 MForm 4 →	Jul 31, 2:22 pm EDT	FRESH DEL MONTE PRODUCE INCFDP	Sergio MancillaVP South America	1,050	—	—	0	—
Jul 29, 2018 MForm 4 →	Jul 31, 2:23 pm EDT	FRESH DEL MONTE PRODUCE INCFDP	Mohammed AbbasV.P. Middle East and N. Africa	1,875	—	—	0	—
Jul 29, 2018 MForm 4 →	Jul 31, 2:23 pm EDT	FRESH DEL MONTE PRODUCE INCFDP	Gianpaolo ReninoV.P. Europe and Africa	414	—	—	414	—
Jul 29, 2018 MForm 4 →	Jul 31, 2:24 pm EDT	FRESH DEL MONTE PRODUCE INCFDP	Hector RiveraVP, Asia Pacific	1,461	—	—	0	—
Jul 28, 2018 MForm 4 →	Jul 31, 2:26 pm EDT	VISTA GOLD CORPVGZ	John F EngeleSenior VP - CFO	23,300	—	—	0	—
Jul 28, 2018 MForm 4 →	Jul 31, 2:29 pm EDT	VISTA GOLD CORPVGZ	Frederick Hume EarnestPresident and CEO, Director	43,300	—	—	0	—
Jul 28, 2018 MForm 4 →	Jul 31, 2:33 pm EDT	VISTA GOLD CORPVGZ	Michael B RichingsExec. Chairman, Director	6,400	—	—	0	—
Jul 28, 2018 MForm 4 →	Jul 31, 2:35 pm EDT	VISTA GOLD CORPVGZ	John M ClarkDirector	6,400	—	—	0	—
Jul 28, 2018 MForm 4 →	Jul 31, 2:38 pm EDT	VISTA GOLD CORPVGZ	William Durand EpplerDirector	6,400	—	—	0	—
Jul 28, 2018 MForm 4 →	Jul 31, 2:41 pm EDT	VISTA GOLD CORPVGZ	C Thomas OgryzloDirector	6,400	—	—	0	—
Jul 28, 2018 MForm 4 →	Jul 31, 2:45 pm EDT	VISTA GOLD CORPVGZ	Tracy Austin StevensonDirector	6,400	—	—	0	—
Jul 25, 2018 MForm 4 →	Jul 31, 3:12 pm EDT	HASBRO INCHAS	Brian GoldnerChairman & CEO, Director	100,000	—	—	0	—	late
Jul 27, 2018 MForm 4 →	Jul 31, 3:27 pm EDT	TEXTRON INCTXT	Scott C DonnellyChairman, President & CEO, Director	82,647	—	—	0	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.