SEC Form 4 · accession 0001140361-18-034300
COUNTERPATH CORP · CPAH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terence H Matthews
Officer — Chairman · Director · 10% Owner
Period of report
Jul 26, 2018
Accepted (ET)
Jul 30, 2018 · 7:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001236997
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | holding | — | — | — | 1,506,661 | I | Wesley Clover International Corporation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Share UnitsF2 | — | Jul 26, 2018 | A | 14,459 | A | Jul 26, 2018 | — | Common | 14,459 | 70,648 | D |
| Deferred Share UnitsF1 | — | holding | — | — | — | Dec 14, 2009 | — | Common | 4,839 | 4,839 | D |
| Deferred Share UnitsF1 | — | holding | — | — | — | Jun 18, 2010 | — | Common | 3,000 | 7,839 | D |
| Deferred Share UnitsF1 | — | holding | — | — | — | Jul 25, 2011 | — | Common | 1,622 | 9,460 | D |
| Deferred Share UnitsF1 | — | holding | — | — | — | Jul 19, 2012 | — | Common | 1,540 | 11,000 | D |
| Deferred Share UnitsF1 | — | holding | — | — | — | Jul 25, 2013 | — | Common | 2,263 | 13,263 | D |
| Deferred Share UnitsF1 | — | holding | — | — | — | Jul 11, 2014 | — | Common | 3,427 | 16,690 | D |
| Deferred Share UnitsF1 | — | holding | — | — | — | Jul 17, 2015 | — | Common | 7,211 | 23,901 | D |
| Deferred Share UnitsF2 | — | holding | — | — | — | Jul 14, 2016 | — | Common | 15,345 | 39,246 | D |
| Deferred Share UnitsF2 | — | holding | — | — | — | Jul 14, 2017 | — | Common | 16,943 | 56,189 | D |
Explanation of responses
- F1Each deferred share unit is convertible into one common share of CounterPath Corporation at no additional cost. There is no expiry date. The deferred share units vest immediately.
- F2Dr. Matthews owns 99.999% of the issued and outstanding voting shares of Wesley Clover International Corporation.