SEC Form 4 · accession 0000046080-18-000115
HASBRO, INC. · HAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Goldner
Officer — Chairman & CEO · Director
Period of report
Jul 25, 2018
Accepted (ET)
Jul 31, 2018 · 3:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046080
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Par Value $.50 per share) | Jul 25, 2018 | M | 100,000 | $36.135 | A | 157,805 | D | |
| Common Stock (Par Value $.50 per share) | Jul 25, 2018 | F | 64,837 | $101.31 | D | 92,968 | D | |
| Common Stock (Par Value $.50 per share) | Jul 25, 2018 | G | 35,163 | $0.00 | D | 57,805 | D | |
| Common Stock (Par Value $.50 per share)F3 | Jul 25, 2018 | G | 35,163 | $0.00 | A | 994,190 | I | By the Brian D. Goldner Trust |
| Common Stock (Par Value $.50 per share)F3 | holding | — | — | — | 29,588 | I | By the Barbara S. Goldner Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $36.135 | Jul 25, 2018 | M | 100,000 | D | Feb 8, 2015 | Feb 7, 2019 | Common Stock | 100,000 | 0 | D |
Explanation of responses
- F1Shares already held by Mr. Goldner provided to Hasbro to pay the exercise price and required tax withholding.
- F2This transaction involved a gift of securities by the Reporting Person to the Briand D. Goldner Trust.
- F3Mr. Goldner disclaims beneficial ownership of all of these shares except to the extent of his proportionate pecuniary interest therein.