SEC Form 4 · accession 0001593968-18-001077
Kadmon Holdings, Inc. · KDMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Meehan
Director
Period of report
Jul 27, 2018
Accepted (ET)
Jul 30, 2018 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001557142
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F1 | $3.35 | Jul 27, 2018 | A | 25,000 | A | — | Jul 27, 2028 | Common Stock, par value $0.001 | 25,000 | 50,000 | D |
Explanation of responses
- F1The option becomes vested and exercisable on July 27, 2018.
- F2Only represents derivative securities of this class.