SEC Form 4 · accession 0001140361-18-034283
COUNTERPATH CORP · CPAH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce Allan Russell Joyce
Director
Period of report
Jul 26, 2018
Accepted (ET)
Jul 30, 2018 · 7:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001236997
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | holding | — | — | — | 1,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Share UnitsF1 | — | Jul 26, 2018 | A | 12,176 | A | Jul 26, 2018 | — | Common | 12,176 | 49,341 | D |
| Deferred Share UnitsF1 | — | holding | — | — | — | Sep 12, 2013 | — | Common | 1,887 | 1,887 | D |
| Deferred Share UnitsF1 | — | holding | — | — | — | Jul 11, 2014 | — | Common | 2,016 | 3,903 | D |
| Deferred Share UnitsF1 | — | holding | — | — | — | Jul 17, 2015 | — | Common | 6,073 | 9,975 | D |
| Deferred Share UnitsF1 | — | holding | — | — | — | Jul 14, 2016 | — | Common | 12,922 | 22,897 | D |
| Deferred Share UnitsF1 | — | holding | — | — | — | Jul 14, 2017 | — | Common | 14,268 | 37,165 | D |
Explanation of responses
- F1Each deferred share unit is convertible into one common share of CounterPath Corporation at no additional cost. There is no expiry date. The deferred share units vest immediately.