SEC Form 4 · accession 0001294671-18-000069
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A DeAngelis
Officer — Dir. of Qual. & Prod. Mgmt.
Period of report
Jul 26, 2018
Accepted (ET)
Jul 30, 2018 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jul 26, 2018 | G | 1,200 | $0.00 | D | 156,909 | D | |
| Common Shares | Jul 26, 2018 | M | 15,000 | $9.26 | A | 171,909 | D | |
| Common Shares | Jul 26, 2018 | F | 6,597 | $21.06 | D | 165,312 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF1 | $9.26 | Jul 26, 2018 | M | 15,000 | D | — | Mar 4, 2021 | Common Shares | 15,000 | 15,841 | D |
Explanation of responses
- F1This option vested in four equal annual installments ending on March 4, 2015.