SEC Form 4 · accession 0000757011-18-000070
USG CORP · USG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory D. Salah
Officer — Senior Vice President
Period of report
Jul 30, 2018
Accepted (ET)
Jul 30, 2018 · 6:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000757011
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 30, 2018 | M | 3,023 | $18.99 | A | 41,595 | D | |
| Common Stock | Jul 30, 2018 | M | 3,862 | $14.76 | A | 45,457 | D | |
| Common StockF1 | Jul 30, 2018 | S | 6,885 | $43.1247 | D | 38,572 | D | |
| Common StockF2 | holding | — | — | — | 3,000 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $18.99 | Jul 30, 2018 | M | 3,023 | D | — | Feb 9, 2021 | Common Stock | 3,023 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $14.76 | Jul 30, 2018 | M | 3,862 | D | — | Feb 8, 2022 | Common Stock | 3,862 | 0 | D |
Explanation of responses
- F1The per share sales price for the common stock sold in the reported transaction ranged from $43.11 to $43.14. The reporting person will provide upon request by the Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.
- F2Shares are held by the Sloan D. Salah Trust, of which the reporting person's spouse is trustee.
- F3The option vested with respect to the shares included in the reported transaction in four equal annual installments beginning on February 9, 2012.
- F4The option vested with respect to the shares included in the reported transaction in four equal annual installments beginning on February 8, 2013.