SEC Form 4 · accession 0001692742-18-000111
STERICYCLE INC · SRCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Ginnetti
Officer — Chief Financial Officer
Period of report
Jul 27, 2018
Accepted (ET)
Jul 30, 2018 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 27, 2018 | M | 5,000 | $46.83 | A | 11,490 | D | |
| Common Stock | Jul 27, 2018 | S | 5,000 | $70.75 | D | 6,490 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $46.83 | Jul 27, 2018 | M | 5,000 | D | — | Feb 10, 2019 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan, dated March 12, 2018, entered into by the reporting person.
- F25,000 shares exercised 9 years, 5 months after grant date and approximately 7 months prior to expiration.