SEC Form 4 · accession 0000899243-18-020806
VICOR CORP · VICR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Nancy L Grava
Officer — VP-Human Resources
Period of report
Jul 26, 2018
Accepted (ET)
Jul 31, 2018 · 1:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000751978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 26, 2018 | M | 2,500 | $7.34 | A | 2,500 | D | |
| Common Stock | Jul 26, 2018 | S | 2,500 | $60.00 | D | 0 | D | |
| Common Stock | Jul 26, 2018 | M | 2,500 | $8.38 | A | 2,500 | D | |
| Common Stock | Jul 26, 2018 | S | 5,000 | $60.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock OptionF1 | $7.34 | Jul 26, 2018 | M | 2,500 | D | — | Jun 17, 2023 | Common Stock | 2,500 | 0 | D |
| Non Qualified Stock OptionF1 | $8.38 | Jul 26, 2018 | M | 2,500 | D | — | Jun 17, 2023 | Common Stock | 2,500 | 0 | D |
Explanation of responses
- F1This stock option is exercisable in full.