SEC Form 4 · accession 0001209191-18-044363
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP · WAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Mastalerz Jr.
Officer — VP Fin., Corp. Controller, CAO
Period of report
Jul 26, 2018
Accepted (ET)
Jul 30, 2018 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943452
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Direct | Jul 26, 2018 | M | 1,400 | $72.82 | A | 14,090 | D | |
| Common Stock - Direct | Jul 26, 2018 | M | 788 | $61.33 | A | 14,878 | D | |
| Common Stock - Direct | Jul 26, 2018 | M | 1,050 | $87.03 | A | 15,928 | D | |
| Common Stock - Direct | Jul 26, 2018 | S | 3,238 | $109.64 | D | 12,690 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options | $72.82 | Jul 26, 2018 | M | 1,400 | D | Mar 1, 2018 | Feb 11, 2024 | Common Stock | 1,400 | 0 | D |
| Non-Qualified Stock Option | $87.03 | Jul 26, 2018 | M | 1,050 | D | Mar 1, 2019 | Feb 10, 2025 | Common Stock | 1,050 | 350 | D |
| Non Qualified Stock Option | $61.33 | Jul 26, 2018 | M | 788 | D | Mar 1, 2020 | Feb 9, 2026 | Common Stock | 788 | 787 | D |