SEC Form 4 · accession 0000950117-18-000266
HONEYWELL INTERNATIONAL INC · HON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vimal Kapur
Officer — President and CEO, HBT
Period of report
Jul 27, 2018
Accepted (ET)
Jul 30, 2018 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773840
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 27, 2018 | M | 10,057 | $56.73 | A | 16,131 | D | |
| Common Stock | Jul 27, 2018 | M | 5,280 | $59.53 | A | 21,411 | D | |
| Common Stock | Jul 27, 2018 | S | 9,996 | $159.25 | D | 11,415 | D | |
| Common Stock | holding | — | — | — | 153 | I | Held in 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $56.73 | Jul 27, 2018 | M | 10,057 | D | Feb 25, 2015 | Feb 24, 2021 | Common Stock | 10,057 | 0 | D |
| Stock Option (right to buy)F1 | $59.53 | Jul 27, 2018 | M | 5,280 | D | Feb 29, 2016 | Feb 28, 2022 | Common Stock | 5,280 | 0 | D |
Explanation of responses
- F1All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016.