SEC Form 4 · accession 0001010541-18-000013
HUDSON TECHNOLOGIES INC /NY · HDSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric A Prouty
Director
Period of report
Jul 26, 2018
Accepted (ET)
Jul 30, 2018 · 5:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000925528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 26, 2018 | A | 11,364 | $0.00 | A | 65,690 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $1.76 | Jul 26, 2018 | A | 18,092 | A | Jul 26, 2018 | Jul 26, 2021 | Common Stock | 18,092 | 18,092 | D |
Explanation of responses
- F1Stock Grant from Company. All shares vest upon issuance.
- F2Excludes 18,092 shares which may be purchased pursuant to stock options.