SEC Form 4 · accession 0001209191-18-044361

WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP · WAB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Exec VP, General Counsel, Sec.

Period of report

Jul 26, 2018

Accepted (ET)

Jul 30, 2018 · 4:00 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000943452

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock - Direct	Jul 26, 2018	M	4,340	$48.29	A	70,228	D
Common Stock - Direct	Jul 26, 2018	M	5,600	$34.813	A	75,828	D
Common Stock - Direct	Jul 26, 2018	M	875	$87.05	A	76,703	D
Common Stock - Direct	Jul 26, 2018	M	2,625	$87.03	A	79,328	D
Common Stock - Direct	Jul 26, 2018	M	2,100	$61.33	A	81,428	D
Common Stock - Direct	Jul 26, 2018	M	3,150	$72.82	A	84,578	D
Common Stock - Direct^F1	Jul 26, 2018	S	16,400	$108.9905	D	68,178	D
Common Stock - Direct^F2	Jul 26, 2018	S	2,290	$110.00	D	65,888	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Options	$34.8125	Jul 26, 2018	M	5,600	D	Mar 1, 2016	Feb 21, 2022	Common Stock	5,600	0	D
Non-Qualified Stock Option	$48.29	Jul 26, 2018	M	4,340	D	Mar 1, 2017	Feb 12, 2023	Common Stock	4,340	0	D
Non-Qualified Stock Options	$72.82	Jul 26, 2018	M	3,150	D	Mar 1, 2018	Feb 11, 2024	Common Stock	3,150	0	D
Non-Qualified Stock Option	$87.03	Jul 26, 2018	M	2,625	D	Mar 1, 2019	Feb 10, 2025	Common Stock	2,625	875	D
Non Qualified Stock Option	$61.33	Jul 26, 2018	M	2,100	D	Mar 1, 2020	Feb 9, 2026	Common Stock	2,100	2,100	D
Non-Qualified Stock Option	$87.05	Jul 26, 2018	M	875	D	Mar 1, 2021	Feb 7, 2027	Common Stock	875	2,625	D

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at a prices ranging from $108.805 to $109.45 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at a prices ranging from $109.52 to $110.50 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.