SEC Form 4 · accession 0001127602-18-024075
AVX Corp · AVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alex Schenkel
Officer — Sr. Vice President of Sales
Period of report
Jul 27, 2018
Accepted (ET)
Jul 31, 2018 · 8:06 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859163
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 27, 2018 | M | 7,000 | $13.32 | A | 11,134 | D | |
| Common Stock | Jul 27, 2018 | S | 7,000 | $19.35 | D | 4,134 | D | |
| Common Stock | Jul 27, 2018 | M | 9,000 | $14.55 | A | 13,134 | D | |
| Common Stock | Jul 27, 2018 | S | 9,000 | $19.36 | D | 4,134 | D | |
| Common Stock | holding | — | — | — | 6,833 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy) | $13.32 | Jul 27, 2018 | M | 7,000 | D | Apr 24, 2015 | Apr 24, 2024 | Common Stock | 7,000 | 0 | D |
| Incentive Stock Option (Right to Buy) | $14.55 | Jul 27, 2018 | M | 9,000 | D | Apr 16, 2016 | Apr 16, 2025 | Common Stock | 9,000 | 3,000 | D |