SEC Form 4 · accession 0001140361-18-034501
VISTA GOLD CORP · VGZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W. Rozelle
Officer — Senior Vice President
Period of report
Jul 28, 2018
Accepted (ET)
Jul 31, 2018 · 2:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jul 28, 2018 | M | 15,000 | $0.00 | A | 330,966 | D | |
| Common Shares | Jul 28, 2018 | F | 4,350 | $0.6092 | D | 326,616 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units ("RSU")F1 | $0.00 | Jul 28, 2018 | M | 15,000 | D | Jul 28, 2018 | Jul 28, 2018 | Common Shares | 15,000 | 0 | D |
Explanation of responses
- F1Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on July 28, 2015, with 10% vesting on July 28, 2018.