SEC Form 4 · accession 0001140361-18-034334
International Money Express, Inc. · IMXI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Lisy
Officer — CEO, President and Chairman · Director · Other
Period of report
Jul 26, 2018
Accepted (ET)
Jul 30, 2018 · 9:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001683695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 26, 2018 | J | 1,422,529 | $0.00 | A | 1,422,529 | I | See footnote |
| Common StockF3 | Jul 26, 2018 | J | 438,531 | $0.00 | A | 1,861,060 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $9.91 | Jul 26, 2018 | A | 1,189,902 | A | — | Jul 26, 2028 | Common Stock | 1,189,902 | 1,189,902 | D |
Explanation of responses
- F1Pro rata distribution from InterWire Topco, LLC ("Topco"), of which the Robert Lisy Family Revocable Trust (the "Trust") and Hawk Time Enterprises LLC ("Hawk Time") each hold membership interests, in connection with the acquisition of Intermex Holdings II, Inc., a subsidiary of Topco, by the issuer.
- F2The reporting person beneficially owns these shares of the issuer's common stock indirectly through the Trust. The reporting person serves as the trustee and is the primary beneficiary of the Trust.
- F3The reporting person beneficially owns these shares of the issuer's common stock indirectly through Hawk Time. The reporting person serves as the sole manager of Hawk Time.
- F4Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this option is scheduled to vest in substantially equal installments on each of July 26, 2019, July 26, 2020, July 26, 2021 and July 26, 2022.