SEC Form 4 · accession 0001209191-18-044490
REALNETWORKS INC · RNWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cary Baker
Officer — SVP, CFO & Treasurer
Period of report
Jul 26, 2018
Accepted (ET)
Jul 30, 2018 · 8:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046327
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $3.54 | Jul 26, 2018 | A | 200,000 | A | Jan 26, 2019 | Jul 26, 2025 | Common Stock | 200,000 | 200,000 | D |
Explanation of responses
- F112.5% of the shares subject to the stock option shall vest on January 26,2019; an additional 12.5% of the shares shall vest upon the completion of each successive six months of employment thereafter, such that the option will become fully vested on July 26, 2022.