SEC Form 4 · accession 0000014693-18-000136
BROWN FORMAN CORP · BF-A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawson E Whiting
Officer — EVP, Chief Operating Officer
Period of report
Jul 26, 2018
Accepted (ET)
Jul 30, 2018 · 6:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014693
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $54.00 | Jul 26, 2018 | A | 40,688 | A | May 1, 2021 | Apr 30, 2028 | Class B Common | 40,688 | 40,688 | D |
Explanation of responses
- F1No money was paid to or received by the reporting person for these SSARs.