SEC Form 4 · accession 0001209191-18-044494
Gentherm Inc · THRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ryan Wesley Gaul
Officer — VP Operations
Period of report
Jul 27, 2018
Accepted (ET)
Jul 30, 2018 · 9:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000903129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 27, 2018 | M | 5,000 | $19.10 | A | 37,836 | D | |
| Common Stock | Jul 27, 2018 | D | 5,000 | $44.05 | D | 32,836 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $19.10 | Jul 27, 2018 | M | 5,000 | D | Jul 2, 2017 | Jul 2, 2020 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 10,000 Stock Appreciation Rights of varying classes (i.e. varying exercise prices and expiration dates).