Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Mar 22, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

219 filings · trading day Mar 22, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Mar 20, 2018 MForm 4 →	Mar 21, 4:41 pm EDT	BEST BUY CO INCBBY	Shari L BallardPres, Multi-Channel, Retail	35,210	$40.85	$1,438,329	0	—
Mar 20, 2018 AForm 4 →	Mar 22, 9:33 am EDT	EVANS BANCORP INCEVBN	David J NascaPresident and CEO, Director	4,520	$45.20	$204,304	82,990	—
Mar 17, 2018 MForm 4 →	Mar 21, 4:21 pm EDT	Century Communities, Inc.CCS	Dale FrancesconSee Remarks, Director	5,030	$30.45	$153,164	128,562	—	late
Mar 17, 2018 MForm 4 →	Mar 21, 4:24 pm EDT	Century Communities, Inc.CCS	Robert J FrancesconSee Remarks, Director	5,030	$30.45	$153,164	128,562	—	late
Mar 19, 2018 MForm 4 →	Mar 21, 4:15 pm EDT	Nutanix, Inc.NTNX	Sudheesh Nair VadakkedathPresident	40,000	$3.20	$128,000	235,000	—
Mar 20, 2018 AForm 4 →	Mar 22, 11:34 am EDT	EVANS BANCORP INCEVBN	Robert G Miller Jr.Secretary, Director	2,670	$45.20	$120,684	44,480	—
Mar 20, 2018 AForm 4 →	Mar 22, 10:37 am EDT	EVANS BANCORP INCEVBN	John B ConnertonTreasurer	1,640	$45.20	$74,128	23,320	—
Mar 21, 2018 MForm 4 →	Mar 22, 1:15 pm EDT	SEI INVESTMENTS COSEIC	Stephen MeyerEXECUTIVE VICE PRESIDENT	4,524	$14.62	$66,141	0	—
Mar 17, 2018 MForm 4 →	Mar 21, 4:26 pm EDT	Century Communities, Inc.CCS	David L MessengerChief Financial Officer	1,874	$30.45	$57,063	48,332	—	late
Mar 21, 2018 AForm 4 →	Mar 21, 5:15 pm EDT	WILEY JOHN & SONS, INC.JWA/JWB	William B PlummerDirector	770	$64.95	$50,012	48,303	—
Feb 13, 2018 MForm 4/A →	Mar 22, 1:47 pm EDT	Ameris BancorpABCB	Lawton E Bassett IIIPresident	3,083	$14.76	$45,505	0	—
Mar 20, 2018 AForm 4 →	Mar 22, 11:12 am EDT	EVANS BANCORP INCEVBN	Nicholas John SnyderPrincipal Accounting Officer	870	$45.20	$39,324	3,520	—
Mar 1, 2018 CForm 4/A →	Mar 22, 2:56 pm EDT	EMC INSURANCE GROUP INCEMCI	Jason R BogartSenior Vice President	1,125	$26.30	$29,588	3,375	—
Mar 20, 2018 AForm 4 →	Mar 22, 12:49 pm EDT	NORDSTROM INCJWN	Robert D WalterDirector	233	$49.35	$11,518	31,363	—
Mar 20, 2018 AForm 4 →	Mar 22, 1:58 pm EDT	STEIN MART INCSMRT	Irwin CohenDirector	5,333	$1.47	$7,840	5,333	—
Mar 20, 2018 AForm 4 →	Mar 22, 2:05 pm EDT	STEIN MART INCSMRT	Lisa GalantiDirector	5,333	$1.47	$7,840	5,333	—
Mar 20, 2018 AForm 4 →	Mar 22, 2:14 pm EDT	STEIN MART INCSMRT	Mitchell W LeglerDirector	5,333	$1.47	$7,840	5,333	—
Mar 20, 2018 AForm 4 →	Mar 22, 2:21 pm EDT	STEIN MART INCSMRT	Richard L SisiskyDirector	5,333	$1.47	$7,840	5,333	—
Mar 20, 2018 AForm 4 →	Mar 22, 2:56 pm EDT	STEIN MART INCSMRT	Thomas L ColeDirector	5,333	$1.47	$7,840	5,333	—
Mar 20, 2018 AForm 4 →	Mar 22, 3:06 pm EDT	STEIN MART INCSMRT	Timothy CostDirector	5,333	$1.47	$7,840	5,333	—
Mar 20, 2018 AForm 4 →	Mar 22, 3:13 pm EDT	STEIN MART INCSMRT	Burton M TanskyDirector	5,333	$1.47	$7,840	5,333	—
Mar 21, 2018 AForm 4 →	Mar 22, 2:54 pm EDT	ENPRO INDUSTRIES, INCNPO	David L HauserDirector	96	$79.10	$7,567	31,523	—
Mar 20, 2018 AForm 4 →	Mar 22, 11:59 am EDT	NORDSTROM INCJWN	Philip G SatreDirector	148	$49.35	$7,324	19,952	—
Mar 14, 2018 AForm 4/A →	Mar 21, 7:12 pm EDT	ASHFORD HOSPITALITY TRUST INCAHT	Jeremy WelterChief Operating Officer	181,090	$0.05	$4,527	453,131	—
Mar 21, 2018 AForm 4 →	Mar 22, 2:54 pm EDT	ENPRO INDUSTRIES, INCNPO	Diane C CreelDirector	50	$79.10	$3,955	16,417	—
Mar 20, 2018 AForm 4 →	Mar 22, 12:52 pm EDT	NORDSTROM INCJWN	Shellye L ArchambeauDirector	75	$49.35	$3,678	10,016	—
Mar 21, 2018 AForm 4 →	Mar 22, 2:54 pm EDT	ENPRO INDUSTRIES, INCNPO	Thomas M. BottsDirector	39	$79.10	$3,100	12,875	—
Mar 21, 2018 AForm 4 →	Mar 22, 2:54 pm EDT	ENPRO INDUSTRIES, INCNPO	Felix M. BrueckDirector	38	$79.10	$3,025	12,499	—
Mar 21, 2018 AForm 4 →	Mar 22, 2:54 pm EDT	ENPRO INDUSTRIES, INCNPO	B. Bernard Burns Jr.Director	34	$79.10	$2,689	11,306	—
Mar 21, 2018 AForm 4 →	Mar 22, 2:54 pm EDT	ENPRO INDUSTRIES, INCNPO	Kees van der GraafDirector	32	$79.10	$2,531	10,548	—
Mar 20, 2018 AForm 4 →	Mar 22, 12:02 pm EDT	NORDSTROM INCJWN	Ken WorzelPresident Nordstrom.com	41	$49.35	$2,041	942	—
Mar 20, 2018 AForm 4 →	Mar 22, 11:04 am EDT	MCCORMICK & CO INCMKC	Lisa ManzoneSr. VP Global Human Relations	13	$107.75	$1,454	530	—
Mar 21, 2018 AForm 4 →	Mar 22, 2:54 pm EDT	ENPRO INDUSTRIES, INCNPO	John HumphreyDirector	17	$79.10	$1,352	5,714	—
Mar 20, 2018 AForm 4 →	Mar 22, 11:00 am EDT	MCCORMICK & CO INCMKC	Brendan M FoleyPresident-Global Consumer &	11	$107.75	$1,212	532	—
Mar 19, 2018 MForm 4 →	Mar 21, 4:01 pm EDT	UNITED THERAPEUTICS CorpUTHR	Martine A RothblattChairman & CEO, Director	21,813	—	—	300,870	—
Mar 19, 2018 CForm 4 →	Mar 21, 4:02 pm EDT	Pure Storage, Inc.PSTG	Greylock XIII GP LLC +2Other	8,082,880	—	—	554,133	—
Mar 19, 2018 MForm 4 →	Mar 21, 4:02 pm EDT	City Office REIT, Inc.CIO	John SweetDirector	718	—	—	4,437	—
Mar 19, 2018 MForm 4 →	Mar 21, 4:04 pm EDT	AGIOS PHARMACEUTICALS INCAGIO	Kaye I Foster-CheekDirector	6,800	—	—	0	—
Mar 16, 2018 AForm 4/A →	Mar 21, 4:04 pm EDT	VISUALANT INCVSUL	Ronald P EricksonCEO and President, Director	1,894,666	—	—	1,039,666	—
Mar 19, 2018 MForm 4 →	Mar 21, 4:05 pm EDT	SURMODICS INCSRDX	Joseph J. StichVP and GM, IVD	10,000	—	—	11,469	—
Mar 18, 2018 MForm 4 →	Mar 21, 4:16 pm EDT	HIBBETT SPORTS INCHIBB	Jared S BriskinSVP - Chief Merchant	2,288	—	—	0	—	late
Mar 20, 2018 MForm 4 →	Mar 21, 4:17 pm EDT	GENWORTH FINANCIAL INCGNW	Matthew D FarneyVice President and Controller	2,175	—	—	2,175	—
Mar 20, 2018 MForm 4 →	Mar 21, 4:17 pm EDT	GENWORTH FINANCIAL INCGNW	Kelly L GrohEVP & Chief Financial Officer	7,775	—	—	7,775	—
Mar 19, 2018 AForm 4 →	Mar 21, 4:26 pm EDT	GENERAL ELECTRIC COGE	Jan HauserVice President	33,807	—	—	33,807	—
Mar 19, 2018 AForm 4 →	Mar 21, 4:26 pm EDT	GENERAL ELECTRIC COGE	Alexander DimitriefSenior Vice President	500,000	—	—	500,000	—
Mar 15, 2018 AForm 4/A →	Mar 21, 4:28 pm EDT	IEC ELECTRONICS CORPIEC	Jeffrey T SchlarbaumPresident and CEO, Director	14,232	—	—	14,232	—
Mar 15, 2018 AForm 4 →	Mar 21, 4:29 pm EDT	IEC ELECTRONICS CORPIEC	Michael Thomas WilliamsVP, Finance and CFO	5,941	—	—	5,941	—	late
Mar 19, 2018 AForm 4 →	Mar 21, 4:30 pm EDT	WELLCARE HEALTH PLANS, INC.WCG	Andrew Lynn AsherEVP, Chief Financial Officer	2,158	—	—	2,158	—
Mar 19, 2018 MForm 4 →	Mar 21, 4:31 pm EDT	TIFFANY & COTIF	Gretchen Koback-PurselSenior Vice President	270	—	—	0	—
Mar 19, 2018 AForm 4 →	Mar 21, 4:31 pm EDT	WELLCARE HEALTH PLANS, INC.WCG	Kenneth A BurdickChief Executive Officer, Director	11,032	—	—	11,032	—
Mar 19, 2018 AForm 4 →	Mar 21, 4:32 pm EDT	WELLCARE HEALTH PLANS, INC.WCG	Darren GhanayemSVP, Chief Information Officer	772	—	—	772	—
Mar 19, 2018 AForm 4 →	Mar 21, 4:32 pm EDT	WELLCARE HEALTH PLANS, INC.WCG	Anat HakimSVP, General Counsel/Secretary	1,192	—	—	1,192	—
Mar 19, 2018 AForm 4 →	Mar 21, 4:33 pm EDT	WELLCARE HEALTH PLANS, INC.WCG	Mark LeenayChief Medical Officer	670	—	—	670	—
Mar 19, 2018 AForm 4 →	Mar 21, 4:33 pm EDT	WELLCARE HEALTH PLANS, INC.WCG	Michael Troy MeyerChief Accounting Officer	324	—	—	324	—
Mar 19, 2018 AForm 4 →	Mar 21, 4:34 pm EDT	WELLCARE HEALTH PLANS, INC.WCG	Rhonda R. MimsSVP, Chief Public Affairs Offi	584	—	—	584	—
Mar 19, 2018 AForm 4 →	Mar 21, 4:35 pm EDT	WELLCARE HEALTH PLANS, INC.WCG	Kelly A MunsonEVP, Medicaid	1,570	—	—	1,570	—
Mar 19, 2018 AForm 4 →	Mar 21, 4:35 pm EDT	WELLCARE HEALTH PLANS, INC.WCG	Michael Robert PolenEVP, Medicare and Operations	1,570	—	—	1,570	—
Mar 19, 2018 AForm 4 →	Mar 21, 4:37 pm EDT	WELLCARE HEALTH PLANS, INC.WCG	Timothy TroddenSVP, Chief HR Officer	625	—	—	625	—
Mar 19, 2018 AForm 4 →	Mar 21, 4:37 pm EDT	WELLCARE HEALTH PLANS, INC.WCG	Yount MichaelSVP, Chief Compliance Officer	530	—	—	530	—
Mar 19, 2018 AForm 4 →	Mar 21, 4:42 pm EDT	WELLCARE HEALTH PLANS, INC.WCG	Michael P RaduEVP, Clinical Ops & Bus Dev	1,171	—	—	1,171	—
Mar 20, 2018 MForm 4 →	Mar 21, 4:45 pm EDT	Clovis Oncology, Inc.CLVS	Gillian C Ivers-ReadSee Remarks	1,875	—	—	20,625	—
Mar 20, 2018 MForm 4 →	Mar 21, 4:52 pm EDT	SEMTECH CORPSMTC	James T LindstromDirector	5,000	—	—	0	—
Mar 19, 2018 MForm 4 →	Mar 21, 4:54 pm EDT	SEMTECH CORPSMTC	James P BurraDirector	5,000	—	—	0	—
Mar 19, 2018 MForm 4 →	Mar 21, 4:58 pm EDT	SEMTECH CORPSMTC	Rockell N HankinDirector	12,500	—	—	0	—
Mar 19, 2018 MForm 4 →	Mar 21, 4:59 pm EDT	SEMTECH CORPSMTC	Mark C CostelloVP and GM	10,300	—	—	0	—
Mar 19, 2018 AMForm 4 →	Mar 21, 5:00 pm EDT	HIBBETT SPORTS INCHIBB	Jeffry O RosenthalCEO and President, Director	8,000	—	—	5,475	—
Mar 16, 2018 AForm 4/A →	Mar 21, 5:00 pm EDT	Discovery, Inc.DISCA	Kurt WehnerChief Accounting Officer	3,207	—	—	3,207	—
Mar 19, 2018 MForm 4 →	Mar 21, 5:04 pm EDT	GrubHub Inc.GRUB	Adam DeWittPresident, CFO and Treasurer	1,250	—	—	31,500	—
Mar 19, 2018 MForm 4 →	Mar 21, 5:07 pm EDT	Axalta Coating Systems Ltd.AXTA	Steven R. MarkevichEVP & Pres., Trans. Coatings	82,838	—	—	82,838	—
Mar 21, 2018 MForm 4 →	Mar 21, 5:11 pm EDT	ARRAY BIOPHARMA INCARRY	Gil J Van LunsenDirector	21,500	—	—	5,500	—
Mar 20, 2018 MForm 4 →	Mar 21, 5:16 pm EDT	ICF International, Inc.ICFI	Sudhakar KesavanChairman & CEO, Director	8,672	—	—	75,493	—
Mar 20, 2018 MForm 4 →	Mar 21, 5:17 pm EDT	ICF International, Inc.ICFI	John WassonPresident & COO	4,479	—	—	35,644	—
Mar 20, 2018 MForm 4 →	Mar 21, 5:17 pm EDT	ICF International, Inc.ICFI	James C M MorganChief Fiancial Officer	2,555	—	—	27,378	—
Mar 20, 2018 MForm 4 →	Mar 21, 5:17 pm EDT	ICF International, Inc.ICFI	Ellen GloverExecutive Vice President	1,106	—	—	10,654	—
Mar 20, 2018 MForm 4 →	Mar 21, 5:17 pm EDT	ICF International, Inc.ICFI	Sergio J OstriaExecutive Vice President	1,118	—	—	9,518	—
Mar 20, 2018 MForm 4 →	Mar 21, 5:17 pm EDT	ICF International, Inc.ICFI	Richard Dewayne TaylorSVP & Principal Acct. Officer	902	—	—	4,501	—
Mar 19, 2018 AForm 4 →	Mar 21, 5:19 pm EDT	Mersana Therapeutics, Inc.MRSN	Willard H DereDirector	20,000	—	—	20,000	—
Mar 20, 2018 MForm 4 →	Mar 21, 5:19 pm EDT	LANDMARK BANCORP INCLARK	Susan E RoepkeDirector	6,778	—	—	0	—
Mar 19, 2018 MForm 4 →	Mar 21, 5:29 pm EDT	Guidewire Software, Inc.GWRE	Michael PolelleChief Delivery Officer	208	—	—	209	—
Mar 19, 2018 AForm 4 →	Mar 21, 5:31 pm EDT	Welbilt, Inc.WBT	Hubertus M MuhlhauserPresident, CEO, Director, Director	99,590	—	—	99,590	—
Mar 19, 2018 AForm 4 →	Mar 21, 5:32 pm EDT	Welbilt, Inc.WBT	Haresh ShahSVP Chief Financial Officer	21,804	—	—	21,804	—
Mar 19, 2018 AForm 4 →	Mar 21, 5:32 pm EDT	Welbilt, Inc.WBT	Josef MatosevicSVP Chief Operating Officer	30,889	—	—	30,889	—
Mar 19, 2018 AForm 4 →	Mar 21, 5:32 pm EDT	Welbilt, Inc.WBT	Joel H. HornSVP, General Counsel and Secy	13,809	—	—	13,809	—
Mar 19, 2018 AForm 4 →	Mar 21, 5:33 pm EDT	Welbilt, Inc.WBT	Andreas G. WeishaarSVP Strategy Marketing Digital	18,170	—	—	18,170	—
Mar 19, 2018 AForm 4 →	Mar 21, 5:33 pm EDT	Welbilt, Inc.WBT	Richard N. CaronSVP Innovation	12,719	—	—	12,719	—
Mar 19, 2018 AForm 4 →	Mar 21, 5:33 pm EDT	Welbilt, Inc.WBT	Diana SacchiSVP CHRO	6,178	—	—	6,178	—
Mar 19, 2018 AForm 4 →	Mar 21, 5:34 pm EDT	Welbilt, Inc.WBT	Richard James ShefferVP, IR, Risk Mgmt, Treasurer	3,997	—	—	3,997	—
Mar 19, 2018 AMForm 4 →	Mar 21, 5:39 pm EDT	UNIVERSAL INSURANCE HOLDINGS, INC.UVE	Sean P DownesCEO, Director	1,071,381	—	—	150,000	—
Mar 19, 2018 AMForm 4 →	Mar 21, 5:40 pm EDT	HIBBETT SPORTS INCHIBB	Scott Justin BowmanSenior Vice President and CFO	3,800	—	—	2,700	—
Mar 19, 2018 CMForm 4 →	Mar 21, 5:50 pm EDT	Pure Storage, Inc.PSTG	David HatfieldPresident	333,334	—	—	677,182	—
Mar 19, 2018 AMForm 4 →	Mar 21, 5:54 pm EDT	HIBBETT SPORTS INCHIBB	Cathy E PryorSenior VP of Operations	4,575	—	—	3,175	—
Mar 19, 2018 AForm 4 →	Mar 21, 5:54 pm EDT	ROCKWELL MEDICAL, INC.RMTI	Patrick J BagleyDirector	32,724	—	—	32,724	—
Mar 20, 2018 AForm 4 →	Mar 21, 5:55 pm EDT	BEASLEY BROADCAST GROUP INCBBGI	Michael J FiorileDirector	2,239	—	—	2,239	—
Mar 19, 2018 AForm 4 →	Mar 21, 5:55 pm EDT	ROCKWELL MEDICAL, INC.RMTI	Ronald D BoydDirector	36,139	—	—	36,139	—
Mar 19, 2018 AForm 4 →	Mar 21, 5:56 pm EDT	ROCKWELL MEDICAL, INC.RMTI	Lisa N ColleranDirector	36,281	—	—	36,281	—
Mar 19, 2018 AForm 4 →	Mar 21, 5:57 pm EDT	ROCKWELL MEDICAL, INC.RMTI	John G CooperDirector	39,838	—	—	39,838	—
Mar 20, 2018 MForm 4 →	Mar 21, 6:00 pm EDT	CareDx, Inc.CDNA	Peter MaagSee Remarks, Director	50,000	—	—	50,000	—
Mar 20, 2018 CForm 4 →	Mar 21, 6:00 pm EDT	VEEVA SYSTEMS INCVEEV	Gordon RitterDirector	1,000,000	—	—	4,950,000	—
Mar 19, 2018 AForm 4 →	Mar 21, 6:07 pm EDT	ROCKWELL MEDICAL, INC.RMTI	Robin L SmithDirector	38,985	—	—	38,985	—
Mar 20, 2018 MForm 4 →	Mar 21, 6:08 pm EDT	NETFLIX INCNFLX	Reed HastingsCEO, Director	75,271	—	—	0	—
Mar 19, 2018 AForm 4 →	Mar 21, 6:09 pm EDT	ROCKWELL MEDICAL, INC.RMTI	Mark H RavichDirector	38,416	—	—	38,416	—
Mar 19, 2018 AForm 4 →	Mar 21, 6:10 pm EDT	ROCKWELL MEDICAL, INC.RMTI	Benjamin WolinDirector	52,501	—	—	52,501	—
Mar 19, 2018 AForm 4 →	Mar 21, 6:20 pm EDT	Zumiez IncZUMZ	Troy R. BrownPresident North America	25,906	—	—	25,906	—
Mar 19, 2018 AForm 4 →	Mar 21, 6:22 pm EDT	Zumiez IncZUMZ	Chris K. VisserChief Legal Officer & Sec.	10,794	—	—	10,794	—
Mar 19, 2018 AForm 4 →	Mar 21, 6:22 pm EDT	GAP INCGPS	Mark BreitbardPres. & CEO, Banana Republic	180,000	—	—	180,000	—
Mar 19, 2018 AForm 4 →	Mar 21, 6:23 pm EDT	Zumiez IncZUMZ	Christopher Codington WorkChief Financial Officer	10,794	—	—	10,794	—
Mar 20, 2018 MForm 4 →	Mar 21, 6:25 pm EDT	Renewable Energy Group, Inc.REGI	Gary HaerVP, Sales and Marketing	70,000	—	—	0	—
Mar 19, 2018 AForm 4 →	Mar 21, 6:30 pm EDT	GAP INCGPS	Sebastian DiGrandeEVP Strategy & CCO	55,000	—	—	55,000	—
Mar 19, 2018 AForm 4 →	Mar 21, 6:39 pm EDT	GAP INCGPS	Teri List-StollEVP CFO	265,000	—	—	200,000	—
Mar 19, 2018 AForm 4 →	Mar 21, 6:46 pm EDT	GAP INCGPS	Julie GruberEVP & Global General Counsel	55,000	—	—	55,000	—
Mar 15, 2018 AForm 4 →	Mar 21, 6:52 pm EDT	SENOMYX INCSNMX	David Carl HumphreyVice President, Finance	90,800	—	—	90,800	—	late
Mar 15, 2018 AForm 4 →	Mar 21, 6:52 pm EDT	SENOMYX INCSNMX	John PoyhonenPresident & CEO, Director	363,000	—	—	363,000	—	late
Mar 19, 2018 AForm 4 →	Mar 21, 6:53 pm EDT	CASI Pharmaceuticals, Inc.CASI	Wei-Wu HeDirector, 10% Owner	1,234,567	—	—	1,234,567	—
Mar 15, 2018 AForm 4 →	Mar 21, 6:53 pm EDT	SENOMYX INCSNMX	Sharon WickerSr VP & Chf Comm Dvlpt Officer	133,100	—	—	133,100	—	late
Mar 15, 2018 AForm 4 →	Mar 21, 6:53 pm EDT	SENOMYX INCSNMX	Catherine Chai-zon LeeSVP, GC and Corp. Secretary	148,500	—	—	148,500	—	late
Mar 20, 2018 MForm 4 →	Mar 21, 6:54 pm EDT	Clovis Oncology, Inc.CLVS	Lindsey RolfeSee Remarks	3,437	—	—	37,813	—
Mar 19, 2018 AForm 4 →	Mar 21, 6:55 pm EDT	GAP INCGPS	Brent HyderEVP & Chief People Officer	155,000	—	—	130,100	—
Mar 19, 2018 AForm 4 →	Mar 21, 7:03 pm EDT	GAP INCGPS	Shawn CurranEVP, Glob Sup Chain & Prod Ops	68,282	—	—	53,805	—
Mar 19, 2018 MForm 4 →	Mar 21, 7:05 pm EDT	TRINET GROUP INCTNET	Burton M. GoldfieldPRESIDENT, CEO and DIRECTOR, Director	3,645	—	—	34,999	—
Mar 14, 2018 AForm 4/A →	Mar 21, 7:12 pm EDT	ASHFORD HOSPITALITY TRUST INCAHT	Douglas A KesslerCEO and President	200,321	—	—	200,321	—
Mar 19, 2018 AForm 4 →	Mar 21, 7:12 pm EDT	GAP INCGPS	Sonia SyngalPresident & CEO, Old Navy	190,442	—	—	10,442	—
Mar 14, 2018 AForm 4/A →	Mar 21, 7:12 pm EDT	ASHFORD HOSPITALITY TRUST INCAHT	David A BrooksCTO, GC and Secretary	96,154	—	—	96,154	—
Mar 14, 2018 AForm 4/A →	Mar 21, 7:17 pm EDT	Ashford Inc.AINC	Douglas A KesslerDirector	38,603	—	—	38,603	—
Mar 14, 2018 AForm 4/A →	Mar 21, 7:17 pm EDT	Ashford Inc.AINC	Jeremy WelterCo-President and COO	27,451	—	—	27,451	—
Mar 19, 2018 MForm 4 →	Mar 21, 7:17 pm EDT	WILLIAMS SONOMA INCWSM	David Randolph KingEVP GENERAL COUNSEL	9,310	—	—	0	—
Mar 14, 2018 AForm 4/A →	Mar 21, 7:18 pm EDT	Ashford Inc.AINC	J Robison Hays IIICo-President and CSO, Director	27,451	—	—	27,451	—
Mar 19, 2018 AForm 4 →	Mar 21, 7:18 pm EDT	Arcadia Biosciences, Inc.RKDA	Sarah ReiterChief Commercial Officer	10,000	—	—	10,000	—
Mar 14, 2018 AForm 4/A →	Mar 21, 7:18 pm EDT	Ashford Inc.AINC	David A BrooksCTO, GC and Secretary	30,882	—	—	30,882	—
Mar 19, 2018 AForm 4 →	Mar 21, 7:19 pm EDT	GAP INCGPS	Arthur L PeckPresident & CEO, Gap, Inc., Director	549,874	—	—	49,874	—
Mar 19, 2018 MForm 4 →	Mar 21, 7:25 pm EDT	WILLIAMS SONOMA INCWSM	Julie WhalenEVP CHIEF FINANCIAL OFFICER	8,465	—	—	0	—
Mar 19, 2018 AForm 4 →	Mar 21, 7:31 pm EDT	CHESAPEAKE ENERGY CORPCHK	Robert D. LawlerCEO, Director	1,000,000	—	—	1,000,000	—
Mar 19, 2018 AForm 4 →	Mar 21, 7:33 pm EDT	CHESAPEAKE ENERGY CORPCHK	William M BuerglerSVP & Chief Accounting Officer	138,889	—	—	138,889	—
Mar 19, 2018 AForm 4 →	Mar 21, 7:34 pm EDT	PROOFPOINT INCPFPT	Gary SteeleChief Executive Officer, Director	42,600	—	—	42,600	—
Mar 19, 2018 AForm 4 →	Mar 21, 7:34 pm EDT	CHESAPEAKE ENERGY CORPCHK	Domenic J Dell'Osso Jr.Exec. Vice President & CFO	611,112	—	—	611,112	—
Mar 19, 2018 AForm 4 →	Mar 21, 7:35 pm EDT	CHESAPEAKE ENERGY CORPCHK	Frank J. PattersonEVP-Exploration & Production	611,112	—	—	611,112	—
Mar 19, 2018 AForm 4 →	Mar 21, 7:35 pm EDT	PROOFPOINT INCPFPT	Paul R. Auvil IIIChief Financial Officer	16,600	—	—	16,600	—
Mar 19, 2018 AForm 4 →	Mar 21, 7:37 pm EDT	CHESAPEAKE ENERGY CORPCHK	M. Jason PigottEVP - Operations	555,556	—	—	555,556	—
Mar 19, 2018 AForm 4 →	Mar 21, 7:37 pm EDT	PROOFPOINT INCPFPT	David KnightEVP/GM, Threat Sys Product Grp	16,600	—	—	16,600	—
Mar 19, 2018 AForm 4 →	Mar 21, 7:37 pm EDT	CHESAPEAKE ENERGY CORPCHK	James R WebbEVP-Gen'l Counsel & Corp. Sec.	555,556	—	—	555,556	—
Mar 19, 2018 AForm 4 →	Mar 21, 7:39 pm EDT	PROOFPOINT INCPFPT	Robert Darren LeeSVP, GM Archiving & Governance	8,000	—	—	8,000	—
Mar 19, 2018 AForm 4 →	Mar 21, 7:40 pm EDT	PROOFPOINT INCPFPT	Tracey NewellEVP, Worldwide Sales	16,600	—	—	16,600	—
Mar 19, 2018 AForm 4 →	Mar 21, 7:43 pm EDT	PROOFPOINT INCPFPT	Bhagwat SwaroopEVP & GM, Protection	8,000	—	—	8,000	—
Mar 19, 2018 AForm 4 →	Mar 21, 8:12 pm EDT	NORTHWEST BIOTHERAPEUTICS INCNWBO	Linda F PowersPresident and CEO, Director	—	—	—	—	—	amended
Mar 19, 2018 AForm 4 →	Mar 21, 8:14 pm EDT	STONEMOR PARTNERS LPSTON	Mark L. MillerCFO and Senior VP	30,265	—	—	16,376	—
Mar 21, 2018 AForm 4 →	Mar 21, 8:15 pm EDT	Tesla, Inc.TSLA	Elon MuskCEO, Director, 10% Owner	20,264,042	—	—	20,264,042	—
Mar 19, 2018 AForm 4 →	Mar 21, 8:15 pm EDT	STONEMOR PARTNERS LPSTON	Austin SoGeneral Counsel, CLO and Sec.	25,221	—	—	13,647	—
Mar 19, 2018 AForm 4 →	Mar 21, 8:16 pm EDT	STONEMOR PARTNERS LPSTON	James Steven FordCOO and Senior Vice President	13,647	—	—	13,647	—
Mar 20, 2018 MForm 4 →	Mar 21, 8:16 pm EDT	SALESFORCE COM INCCRM	Keith BlockVice Chairman, Pres. and COO, Director	10,000	—	—	459,260	—
Mar 19, 2018 AForm 4 →	Mar 21, 8:17 pm EDT	STONEMOR PARTNERS LPSTON	David A. SheafferVice President of Accounting	4,367	—	—	4,367	—
Mar 19, 2018 AForm 4 →	Mar 21, 8:18 pm EDT	STONEMOR PARTNERS LPSTON	Dina S KellySee Remarks	23,826	—	—	11,827	—
Mar 19, 2018 AForm 4 →	Mar 21, 8:19 pm EDT	STONEMOR PARTNERS LPSTON	Kenneth E Lee Jr.See Remarks.	9,248	—	—	5,004	—
Mar 20, 2018 MForm 4 →	Mar 21, 8:29 pm EDT	REPUBLIC SERVICES, INC.RSG	Jon Vander ArkEVP-Chief Operating Officer	5,282	—	—	0	—
Mar 19, 2018 CMForm 4 →	Mar 21, 8:49 pm EDT	Stitch Fix, Inc.SFIX	Marka HansenDirector	43,050	—	—	0	—
Mar 19, 2018 CForm 4 →	Mar 21, 8:49 pm EDT	Stitch Fix, Inc.SFIX	Katrina LakeChief Executive Officer, Director, 10% Owner	200,000	—	—	855,772	—
Mar 19, 2018 AForm 4 →	Mar 21, 9:02 pm EDT	FLUIDIGM CORPFLDM	Stephen Christopher LinthwaitePresident & CEO	95,500	—	—	95,500	—
Mar 19, 2018 AForm 4 →	Mar 21, 9:03 pm EDT	FLUIDIGM CORPFLDM	Nicholas KhadderSee Remarks	27,500	—	—	27,500	—
Mar 19, 2018 AForm 4 →	Mar 21, 9:03 pm EDT	FLUIDIGM CORPFLDM	Steven McPhailChief Commercial Officer	16,200	—	—	16,200	—
Mar 19, 2018 AForm 4 →	Mar 21, 9:04 pm EDT	FLUIDIGM CORPFLDM	Vikram JogCHIEF FINANCIAL OFFICER	27,500	—	—	27,500	—
Mar 19, 2018 MForm 4 →	Mar 21, 9:11 pm EDT	DAVITA INC.DVA	Kent J ThiryChairman and CEO, Director	900,000	—	—	0	—	amended
Aug 17, 2017 AForm 4 →	Mar 21, 2018, 9:33 pm EDT	Accelerate Diagnostics, IncAXDX	Steven ReichlingCHIEF FINANCIAL OFFICER	5,000	—	—	5,000	—	late
Mar 19, 2018 CForm 4 →	Mar 21, 9:53 pm EDT	Facebook IncFB	Mark ZuckerbergCOB and CEO, Director, 10% Owner	116,270	—	—	385,982,923	—
Mar 20, 2018 CForm 4 →	Mar 21, 9:55 pm EDT	Facebook IncFB	Mark ZuckerbergCOB and CEO, Director, 10% Owner	108,750	—	—	385,874,173	—
Feb 16, 2018 AForm 4 →	Mar 22, 6:05 am EDT	Bone Biologics CorpBBLG	Jeff FrelickChief Operating Officer	60,914	—	—	77,377	—	late
Mar 20, 2018 AForm 4 →	Mar 22, 10:01 am EDT	DSW Inc.DSW	Deborah L FerreeV Chairman & Chief Mdsing Off.	64,250	—	—	64,250	—
Mar 20, 2018 AForm 4 →	Mar 22, 10:01 am EDT	DSW Inc.DSW	William L JordanEVP, Chief Admin Officer	18,355	—	—	18,355	—
Mar 20, 2018 AForm 4 →	Mar 22, 10:01 am EDT	DSW Inc.DSW	Michele LoveEVP & COO	16,060	—	—	16,060	—
Mar 20, 2018 AForm 4 →	Mar 22, 10:01 am EDT	DSW Inc.DSW	Simon R. NankervisEVP, Chief Commercial Officer	13,010	—	—	13,010	—
Mar 20, 2018 AForm 4 →	Mar 22, 10:01 am EDT	DSW Inc.DSW	Jared A. PoffSVP & CFO	8,030	—	—	8,030	—
Mar 20, 2018 AForm 4 →	Mar 22, 10:01 am EDT	DSW Inc.DSW	Roger RawlinsChief Executive Officer, Director	91,785	—	—	91,785	—
Mar 20, 2018 AForm 4 →	Mar 22, 10:01 am EDT	DSW Inc.DSW	Jay L SchottensteinExecutive Chairman, Director, 10% Owner	32,125	—	—	32,125	—
Mar 20, 2018 MForm 4 →	Mar 22, 10:12 am EDT	ALPHA PRO TECH LTDAPT	David R GarciaDirector	11,393	—	—	45,000	—
Mar 20, 2018 MForm 4 →	Mar 22, 11:02 am EDT	DARDEN RESTAURANTS INCDRI	Sarah H. KingSVP, Chief HR Officer	1,772	—	—	3,598	—
Mar 21, 2018 MForm 4 →	Mar 22, 12:07 pm EDT	TRAVELERS COMPANIES, INC.TRV	Jay S BenetVice Chairman and CFO	4,437	—	—	35,498	—
Mar 21, 2018 MForm 4 →	Mar 22, 12:15 pm EDT	ENCANA CORPECA	Michael WilliamsEVP, Corp Services	43,014	—	—	57,353	—
Mar 20, 2018 MForm 4 →	Mar 22, 1:13 pm EDT	MARRIOTT INTERNATIONAL INC /MD/MAR	Craig S. SmithPres. Mgn. Dir. Asia Pacific	9,640	—	—	0	—
Mar 21, 2018 AForm 4 →	Mar 22, 1:24 pm EDT	KRATOS DEFENSE & SECURITY SOLUTIONS, INC.KTOS	Bandel L Carano +6Director, 10% Owner	1,442	—	—	79,959	—
Mar 21, 2018 MForm 4 →	Mar 22, 1:26 pm EDT	LATTICE SEMICONDUCTOR CORPLSCC	Maxwell J DowningCFO	589	—	—	82,475	—
Mar 21, 2018 MForm 4 →	Mar 22, 1:27 pm EDT	LATTICE SEMICONDUCTOR CORPLSCC	Byron Wayne MilsteadVP Corp, General Counsel	1,410	—	—	71,041	—
Mar 21, 2018 MForm 4 →	Mar 22, 2:17 pm EDT	INOVIO PHARMACEUTICALS, INC.INO	George BickerstaffDirector	4,090	—	—	8,180	—
Feb 1, 2018 AForm 4 →	Mar 22, 2:24 pm EDT	BioCardia, Inc.BCDA	Eric DuckersChief Medical Officer	167,880	—	—	167,880	—	late
Feb 1, 2018 AForm 4 →	Mar 22, 2:24 pm EDT	BioCardia, Inc.BCDA	Richard T AllenVice President of Quality	70,000	—	—	70,000	—	late
Feb 1, 2018 AForm 4 →	Mar 22, 2:24 pm EDT	BioCardia, Inc.BCDA	Phil PestaVice President of Operations	70,000	—	—	70,000	—	late
Feb 1, 2018 AForm 4 →	Mar 22, 2:24 pm EDT	BioCardia, Inc.BCDA	Peter AltmanPresident and CEO, Director	400,000	—	—	400,000	—	late
Feb 1, 2018 AForm 4 →	Mar 22, 2:24 pm EDT	BioCardia, Inc.BCDA	David McClungChief Financial Officer	159,020	—	—	159,020	—	late
Mar 21, 2018 MForm 4 →	Mar 22, 2:28 pm EDT	FAIR ISAAC CORPFICO	Mark W BegorDirector	1,587	—	—	1,586	—
Mar 20, 2018 AForm 4 →	Mar 22, 2:54 pm EDT	ENTERPRISE BANCORP INC /MA/EBTC	James A MarcotteEVP & CFO	688	—	—	688	—
Mar 20, 2018 AForm 4 →	Mar 22, 2:57 pm EDT	ENTERPRISE BANCORP INC /MA/EBTC	John P Clancy Jr.CEO, Director	1,976	—	—	1,976	—
Mar 20, 2018 AForm 4 →	Mar 22, 2:59 pm EDT	PEAPACK GLADSTONE FINANCIAL CORPPGC	Beth WelshDirector	707	—	—	707	—
Mar 20, 2018 AForm 4 →	Mar 22, 2:59 pm EDT	ENTERPRISE BANCORP INC /MA/EBTC	Brian H BullockEVP - Principal Subsidiary	375	—	—	375	—
Mar 20, 2018 AForm 4 →	Mar 22, 3:03 pm EDT	PEAPACK GLADSTONE FINANCIAL CORPPGC	Edward A Gramigna Jr.Director	1,132	—	—	1,444	—
Mar 20, 2018 AForm 4 →	Mar 22, 3:03 pm EDT	ENTERPRISE BANCORP INC /MA/EBTC	Marlene P HoytEVP-Principal Subsidiary	344	—	—	344	—
Mar 20, 2018 AForm 4 →	Mar 22, 3:06 pm EDT	ENTERPRISE BANCORP INC /MA/EBTC	Michael John GallagherEVP-Principal Subsidiary	344	—	—	344	—
Mar 21, 2018 AForm 4 →	Mar 22, 3:06 pm EDT	Employers Holdings, Inc.EIG	Richard W BlakeyDirector	16	—	—	407	—
Mar 21, 2018 AForm 4 →	Mar 22, 3:06 pm EDT	Employers Holdings, Inc.EIG	Katherine W OngDirector	134	—	—	1,974	—
Mar 21, 2018 AForm 4 →	Mar 22, 3:07 pm EDT	Employers Holdings, Inc.EIG	Michael D RumbolzDirector	83	—	—	903	—
Mar 21, 2018 AForm 4 →	Mar 22, 3:08 pm EDT	Employers Holdings, Inc.EIG	Ronald F MosherDirector	167	—	—	2,426	—
Mar 21, 2018 AForm 4 →	Mar 22, 3:08 pm EDT	Employers Holdings, Inc.EIG	Valerie R GlennDirector	147	—	—	2,091	—
Mar 21, 2018 AForm 4 →	Mar 22, 3:08 pm EDT	Employers Holdings, Inc.EIG	Michael J McSallyDirector	43	—	—	238	—
Mar 20, 2018 AForm 4 →	Mar 22, 3:08 pm EDT	ENTERPRISE BANCORP INC /MA/EBTC	Jamie L GabrielEVP- Principal Subsidiary	344	—	—	344	—
Mar 20, 2018 AForm 4 →	Mar 22, 3:10 pm EDT	ENTERPRISE BANCORP INC /MA/EBTC	George L DuncanChairman, Director	2,040	—	—	2,040	—
Mar 20, 2018 AForm 4 →	Mar 22, 3:13 pm EDT	PEAPACK GLADSTONE FINANCIAL CORPPGC	F Duffield MeyercordDirector	2,971	—	—	5,311	—
Mar 20, 2018 AForm 4 →	Mar 22, 3:15 pm EDT	ENTERPRISE BANCORP INC /MA/EBTC	Diane J SilvaEVP - Principal Subsidiary	375	—	—	375	—
Mar 20, 2018 AForm 4 →	Mar 22, 3:18 pm EDT	ENTERPRISE BANCORP INC /MA/EBTC	Peter RaynoEVP - Principal Subsidiary	344	—	—	344	—
Mar 20, 2018 AForm 4 →	Mar 22, 3:21 pm EDT	ENTERPRISE BANCORP INC /MA/EBTC	Richard W MainPresident, Director	1,089	—	—	1,089	—
Mar 20, 2018 AForm 4 →	Mar 22, 3:25 pm EDT	ENTERPRISE BANCORP INC /MA/EBTC	Chester J Szablak Jr.EVP - Principal Subsidiary	375	—	—	375	—
Mar 20, 2018 AForm 4 →	Mar 22, 3:28 pm EDT	ENTERPRISE BANCORP INC /MA/EBTC	Steven R LarochelleEVP - Principal Subsidiary	375	—	—	375	—
Mar 20, 2018 AForm 4 →	Mar 22, 3:30 pm EDT	ENTERPRISE BANCORP INC /MA/EBTC	Stephen J IrishEVP - Principal Subsidiary	688	—	—	688	—
Mar 20, 2018 AForm 4 →	Mar 22, 3:33 pm EDT	ENTERPRISE BANCORP INC /MA/EBTC	Ryan C DunnEVP-Principal Subsidiary	344	—	—	344	—
Mar 20, 2018 AForm 4 →	Mar 22, 3:34 pm EDT	XBiotech Inc.XBIT	Donald H. MacAdamDirector	25,000	—	—	25,000	—
Mar 20, 2018 AForm 4 →	Mar 22, 3:36 pm EDT	ENTERPRISE BANCORP INC /MA/EBTC	Susan CoveyEVP-Principal Subsidiary	344	—	—	344	—
Mar 20, 2018 AForm 4 →	Mar 22, 3:37 pm EDT	ENTERPRISE BANCORP INC /MA/EBTC	Brian Michael CollinsEVP-Principal Subsidiary	344	—	—	344	—
Mar 20, 2018 MForm 4 →	Mar 22, 3:40 pm EDT	ESPEY MFG & ELECTRONICS CORPESP	David A OneilTreasurer	2,000	—	—	17,175	—
Mar 21, 2018 AForm 4 →	Mar 22, 3:45 pm EDT	PREMIER FINANCIAL BANCORP INCPFBI	Jonathan Mark BiasSenior Vice President	5,000	—	—	5,000	—
Mar 21, 2018 AForm 4 →	Mar 22, 3:48 pm EDT	PREMIER FINANCIAL BANCORP INCPFBI	Brien M ChaseChief Financial Officer	5,000	—	—	5,000	—
Mar 21, 2018 AForm 4 →	Mar 22, 3:50 pm EDT	PREMIER FINANCIAL BANCORP INCPFBI	Scot A. KelleyVP Credit Adminstration	3,000	—	—	3,000	—
Mar 21, 2018 AForm 4 →	Mar 22, 3:52 pm EDT	PREMIER FINANCIAL BANCORP INCPFBI	Michael Ray MineerSenior Vice President	5,000	—	—	5,000	—
Mar 20, 2018 AForm 4 →	Mar 22, 3:55 pm EDT	PEAPACK GLADSTONE FINANCIAL CORPPGC	James R LambDirector	707	—	—	707	—
Mar 21, 2018 AForm 4 →	Mar 22, 3:55 pm EDT	PREMIER FINANCIAL BANCORP INCPFBI	Katrina WhittVP Human Resources	2,500	—	—	2,500	—
Mar 20, 2018 AForm 4 →	Mar 22, 3:57 pm EDT	PEAPACK GLADSTONE FINANCIAL CORPPGC	John D KisselDirector	707	—	—	707	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.