SEC Form 4 · accession 0000927066-18-000038
DAVITA INC. · DVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Kent J Thiry
Officer — Chairman and CEO · Director
Period of report
Mar 19, 2018
Accepted (ET)
Mar 21, 2018 · 9:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927066
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 19, 2018 | M | 900,000 | $59.52 | A | 900,000 | D | |
| Common Stock | Mar 19, 2018 | F | 781,673 | $68.53 | D | 118,327 | D | |
| Common Stock | holding | — | — | — | 594,436 | I | By Thiry O'Leary Living Trust UAD 3/8/1990. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1 | $59.52 | Mar 19, 2018 | M | 900,000 | D | Mar 20, 2016 | Mar 20, 2018 | Common Stock | 900,000 | 0 | D |
Explanation of responses
- F1The Stock Appreciation Rights were granted on 3/20/2013. 50% vested on 3/20/2016 and the remaining 50% vested on 3/20/2017.