SEC Form 4 · accession 0001127602-18-012386
WILLIAMS SONOMA INC · WSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Randolph King
Officer — EVP GENERAL COUNSEL
Period of report
Mar 19, 2018
Accepted (ET)
Mar 21, 2018 · 7:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719955
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 19, 2018 | M | 9,310 | $40.87 | A | 34,002 | D | |
| Common StockF1 | Mar 19, 2018 | F | 855 | $55.32 | D | 33,147 | D | |
| Common StockF2 | Mar 19, 2018 | D | 6,879 | $55.32 | D | 26,268 | D | |
| Common StockF3 | holding | — | — | — | 205 | I | By Managed Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Settled Stock Appreciation Right (ssar)F4 | $40.87 | Mar 19, 2018 | M | 9,310 | D | — | Apr 5, 2018 | Common Stock | 9,310 | 0 | D |
Explanation of responses
- F1Reflects the number of shares retained by the issuer to satisfy tax withholding requirements in connection with the reporting person's exercise of a stock-settled stock appreciation right.
- F2Reflects the number of shares retained by the issuer in connection with the reporting person's exercise of a stock-settled stock appreciation right.
- F3Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated March 19, 2018.
- F4These stock-settled stock appreciation rights became fully vested and exercisable on April 5, 2015, and were scheduled to expire on April 5, 2018 as reported in Table II above.