SEC Form 4 · accession 0001209191-18-021057
City Office REIT, Inc. · CIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Sweet
Director
Period of report
Mar 19, 2018
Accepted (ET)
Mar 21, 2018 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593222
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 19, 2018 | M | 718 | — | A | 3,867 | D | |
| Common StockF2 | Mar 21, 2018 | P | 2,000 | $11.448 | A | 5,867 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Mar 19, 2018 | M | 718 | D | — | — | Common Stock | 718 | 4,437 | D |
Explanation of responses
- F1In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.
- F2The securities were purchased in transactions at prices per share of $11.44 to $11.45, inclusive. The price shown is a weighted average of those transactions. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F3The restricted stock units reported herein have vested and converted to common shares as at March 19, 2018.