SEC Form 4 · accession 0001437749-18-005185
SENOMYX INC · SNMX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Carl Humphrey
Officer — Vice President, Finance
Period of report
Mar 15, 2018
Accepted (ET)
Mar 21, 2018 · 6:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001123979
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | Feb 28, 2018 | A | 36,457 | — | A | 386,637 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F2 | $1.05 | Mar 15, 2018 | A | 90,800 | A | — | Mar 14, 2028 | Common Stock | 90,800 | 90,800 | D |
Explanation of responses
- F1Although not required, the Reporting Person has elected to report 36,457 shares of Common Stock that were acquired by the Reporting Person on 2/28/18 pursuant to the Issuer's Employee Stock Purchase Plan
- F2The stock option was granted on 03/15/2018. The option vests over four years with 1/4 of the total number of shares subject to the option vesting on the first anniversary of the date of grant and 1/48th of the total number of shares subject to the option vesting monthly thereafter, until fully vested on 03/15/2022.
- F3Includes 85,765 shares held by spouse.