SEC Form 4 · accession 0001179110-18-004734
Zumiez Inc · ZUMZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Troy R. Brown
Officer — President North America
Period of report
Mar 19, 2018
Accepted (ET)
Mar 21, 2018 · 6:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318008
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 19, 2018 | A | 12,820 | $23.40 | A | 45,931 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (right to buy)F3 | $23.40 | Mar 19, 2018 | A | 25,906 | A | Mar 19, 2019 | Mar 19, 2028 | Common Stock | 25,906 | 25,906 | D |
Explanation of responses
- F1The shares acquired represent a grant of restricted stock that will vest over 3 years.
- F2The share total includes 1,662 shares acquired through Zumiez Inc. Employee Stock Purchase Plan.
- F3Options subject to this grant vest over a 4-year period in equal installments.