SEC Form 4 · accession 0001273412-18-000030

PEAPACK GLADSTONE FINANCIAL CORP · PGC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 20, 2018

Accepted (ET)

Mar 22, 2018 · 3:57 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001050743

Table I — non-derivative securities

Security	Date	Code	Shares	A/D	Owned after	D/I	Nature of ownership
Common Stock	holding	—	—	—	42,212	D
Common Stock	holding	—	—	—	1,789	I	Spouse
Common Stock	holding	—	—	—	4,224	I	Child

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit^F1,F2	—	Mar 20, 2018	A	707	A	—	—	Common Stock	707	707	D
Stock Option (right to buy)^F3	$13.43	holding	—	—	—	—	Jan 4, 2020	Common Stock	5,000	5,000	D
Stock Option (right to buy)^F4	$13.53	holding	—	—	—	—	Jan 3, 2021	Common Stock	2,500	2,500	D
Stock Option (right to buy)^F5	$10.72	holding	—	—	—	—	Jan 3, 2022	Common Stock	2,500	2,500	D
Stock Option (right to buy)^F6	$14.68	holding	—	—	—	—	Jan 2, 2023	Common Stock	2,500	2,500	D

F1Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
F2The restricted stock units vest and settle in stock on the first anniversary of the grant date.
F3The options are exercisable in four equal annual installments on January 4, 2011, 2012, 2013 and 2014.
F4The options are exercisable in four equal annual installments on January 3, 2012, 2013, 2014 and 2015.
F5The options are exercisable in four equal annual installments on January 3, 2013, 2014, 2015 and 2016.
F6The options are exercisable in three equal annual installments on January 2, 2014, 2015 and 2016.