SEC Form 4 · accession 0001179110-18-004742
ALPHA PRO TECH LTD · APT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David R Garcia
Director
Period of report
Mar 20, 2018
Accepted (ET)
Mar 22, 2018 · 10:12 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884269
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Mar 20, 2018 | M | 11,393 | $1.51 | A | 11,393 | D | |
| common stock | Mar 20, 2018 | S | 5,315 | $3.30 | D | 6,078 | D | |
| common stock | Mar 21, 2018 | S | 6,078 | $3.2085 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| options | $1.51 | Mar 20, 2018 | M | 1,393 | D | Sep 30, 2015 | Sep 29, 2018 | common stock | 1,393 | 55,000 | D |
| options | $1.51 | Mar 20, 2018 | M | 10,000 | D | Sep 30, 2016 | Sep 29, 2018 | common stock | 10,000 | 45,000 | D |