SEC Form 4 · accession 0001140361-18-014634
PREMIER FINANCIAL BANCORP INC · PFBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brien M Chase
Officer — Chief Financial Officer
Period of report
Mar 21, 2018
Accepted (ET)
Mar 22, 2018 · 3:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887919
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PFBI Common Stock | holding | — | — | — | 21,249 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $18.90 | Mar 21, 2018 | A | 5,000 | A | — | Mar 21, 2028 | PFBI Common | 5,000 | 5,000 | D |
| Employee Stock Option (Right to Buy)F2 | $19.01 | holding | — | — | — | — | Mar 15, 2027 | PFBI Common | 5,000 | 5,000 | D |
| Employee Stock Option (Right to Buy)F3 | $13.5454 | holding | — | — | — | — | Mar 16, 2026 | PFBI Common | 5,500 | 5,500 | D |
| Employee Stock Option (Right to Buy)F4 | $13.3818 | holding | — | — | — | — | Mar 18, 2025 | PFBI Common | 5,500 | 5,500 | D |
| Employee Stock Option (Right to Buy)F5 | $13.1182 | holding | — | — | — | — | Mar 19, 2024 | PFBI Common | 5,500 | 5,500 | D |
| Employee Stock Option (Right to Buy)F6 | $10.3545 | holding | — | — | — | — | Mar 20, 2023 | PFBI Common | 5,500 | 5,500 | D |
Explanation of responses
- F1Options vest in three equal annual installments beginning on 03/21/2019.
- F2Options vest in three equal annual installments beginning on 03/15/2018.
- F3Options vest in three equal annual installments beginning on 03/16/2017.
- F4Options vested over three-year period from 03/18/2015 grant date and were fully vested on 03/18/2018.
- F5Options vested over three-year period from 03/19/2014 grant date and were fully vested on 03/19/2017.
- F6Options vested over three-year period from 03/20/2013 grant date and were fully vested on 03/20/2016.