SEC Form 4 · accession 0001273412-18-000024
PEAPACK GLADSTONE FINANCIAL CORP · PGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward A Gramigna Jr.
Director
Period of report
Mar 20, 2018
Accepted (ET)
Mar 22, 2018 · 3:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050743
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 6,368 | D | ||
| Common StockF2 | holding | — | — | — | 633 | I | Rabbi Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F4 | — | Mar 20, 2018 | A | 1,132 | A | — | — | Common Stock | 1,132 | 1,444 | D |
| Stock Option (right to buy)F5 | $14.68 | holding | — | — | — | — | Jan 2, 2023 | Common Stock | 2,500 | 2,500 | D |
Explanation of responses
- F1Includes shares received through dividend reinvestment since the last filing.
- F2Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.
- F3Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
- F4The restricted stock units vest and settle in stock on the first anniversary of the grant date.
- F5The options are exercisable in three equal annual installments on January 2, 2014, 2015 and 2016.