SEC Form 4 · accession 0001174947-18-000443
ESPEY MFG & ELECTRONICS CORP · ESP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Oneil
Officer — Treasurer
Period of report
Mar 20, 2018
Accepted (ET)
Mar 22, 2018 · 3:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - $.33 1/3 par value | Mar 20, 2018 | M | 2,000 | $21.54 | A | 12,000 | D | |
| Common Stock - $.33 1/3 par value | Mar 20, 2018 | S | 2,000 | $26.6969 | D | 10,000 | D | |
| Common Stock - $.33 1/3 par value | holding | — | — | — | 14,215 | I | ESOP Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $21.54 | Mar 20, 2018 | M | 2,000 | D | May 23, 2010 | May 23, 2018 | Common Stock | 2,000 | 17,175 | D |