SEC Form 4 · accession 0001209191-18-021178
REPUBLIC SERVICES, INC. · RSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon Vander Ark
Officer — EVP-Chief Operating Officer
Period of report
Mar 20, 2018
Accepted (ET)
Mar 21, 2018 · 8:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 20, 2018 | M | 5,282 | $33.40 | A | 12,011 | D | |
| Common StockF2 | Mar 20, 2018 | S | 5,282 | $68.4103 | D | 6,729 | D | |
| Common Stock | Mar 21, 2018 | S | 3,954 | $68.50 | D | 2,775 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF1 | $33.40 | Mar 20, 2018 | M | 5,282 | D | — | — | Common Stock | 5,282 | 0 | D |
Explanation of responses
- F1On 03/20/2018, Mr. Vander Ark exercised 5,282 options and sold all such shares. Under the non-qualified stock option grant dated 02/07/2014, 5,282 options were exercisable and due to expire on 02/07/2021. There are no other outstanding options under this grant.
- F2On 03/20/2018, Mr. Vander Ark sold 5,282 shares of the Company's common stock as part of a cashless sale exercise at an average price of $68.4103.