SEC Form 4 · accession 0001618732-18-000040
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sudheesh Nair Vadakkedath
Officer — President
Period of report
Mar 19, 2018
Accepted (ET)
Mar 21, 2018 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 19, 2018 | M | 40,000 | $3.20 | A | 193,856 | D | |
| Class A Common StockF1,F2 | Mar 19, 2018 | S | 40,000 | $52.37 | D | 154,856 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3,F4 | $3.20 | Mar 19, 2018 | M | 40,000 | D | — | May 19, 2024 | Class B Common Stock | 40,000 | 235,000 | D |
Explanation of responses
- F1The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
- F2Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on March 20, 2018.
- F3The option is subject to an early exercise provision and is immediately exercisable. The option vests as to 12,066 shares monthly through 04/01/2019.
- F4Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.