SEC Form 4 · accession 0001593968-18-000615

SEMTECH CORP · SMTC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP and GM

Period of report

Mar 19, 2018

Accepted (ET)

Mar 21, 2018 · 4:59 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000088941

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Mar 19, 2018	M	1,626	$17.51	A	11,727	D
Common Stock^F1	Mar 19, 2018	S	1,626	$39.3074	D	10,101	D
Common Stock	Mar 19, 2018	M	874	$17.51	A	10,975	D
Common Stock	Mar 19, 2018	M	6,572	$29.21	A	17,547	D
Common Stock	Mar 19, 2018	M	1,228	$29.21	A	18,775	D
Common Stock^F1	Mar 19, 2018	S	6,572	$39.3074	D	12,203	D
Common Stock^F2	Mar 19, 2018	S	5,050	$39.4655	D	7,153	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (right to buy)^F3	$17.51	Mar 19, 2018	M	1,626	D	Feb 23, 2017	Feb 23, 2022	SMTC	1,626	3,374	D
Option (right to buy)^F3	$17.51	Mar 19, 2018	M	874	D	Feb 23, 2017	Feb 23, 2022	SMTC	874	2,500	D
Option (right to buy)^F4	$29.21	Mar 19, 2018	M	6,572	D	Aug 14, 2014	Aug 14, 2019	SMTC	6,572	1,228	D
Option (right to buy)^F4	$29.21	Mar 19, 2018	M	1,228	D	Aug 14, 2014	Aug 14, 2019	SMTC	1,228	0	D

F1This price represents the weighted average of these sales. The prices ranged from $39.3050 to $39.3550. Price and share details are available upon request.
F2This price represents the weighted average of these sales. The prices ranged from $39.4550 to $39.5300. Price and share details are available upon request.
F3This grant vests in three annual installments beginning on February 23, 2017.
F4This grant vests in four annual installments beginning on August 14, 2014.