SEC Form 4/A · accession 0000356130-18-000064
EMC INSURANCE GROUP INC · EMCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jason R Bogart
Officer — Senior Vice President
Period of report
Mar 1, 2018
Accepted (ET)
Mar 22, 2018 · 2:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| EMCI Common Stock | Mar 1, 2018 | F | 1,081 | $26.30 | D | 27,365 | D | |
| EMCI Common Stock | Mar 1, 2018 | C | 1,125 | $26.30 | A | 28,490 | D | |
| EMCI Common Stock | Mar 1, 2018 | F | 462 | $26.30 | D | 28,028 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 1, 2018 | C | 1,125 | D | — | — | Common Stock | 1,125 | 3,375 | D |
Explanation of responses
- F1FMV on conversion date was $26.30
- F2On March 1, 2017, the reporting person was granted 4,500 restricted stock units, vesting at 25% per year beginning on the first anniversary of the grant date