SEC Form 4 · accession 0001273412-18-000022
PEAPACK GLADSTONE FINANCIAL CORP · PGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Beth Welsh
Director
Period of report
Mar 20, 2018
Accepted (ET)
Mar 22, 2018 · 2:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050743
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 3,940 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Mar 20, 2018 | A | 707 | A | — | — | Common Stock | 707 | 707 | D |
| Stock Option (right to buy)F4 | $14.68 | holding | — | — | — | — | Jan 2, 2023 | Common Stock | 2,500 | 2,500 | D |
Explanation of responses
- F1Includes shares received through dividend reinvestment since the last filing.
- F2Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
- F3The restricted stock units vest and settle in stock on the first anniversary of the grant date.
- F4The options are exercisable in three equal annual installments on January 2, 2014, 2015 and 2016.