SEC Form 4/A · accession 0001161697-18-000140

USBC, Inc. · USBC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Ronald P Erickson

Officer — CEO and President · Director

Period of report

Mar 16, 2018

Accepted (ET)

Mar 21, 2018 · 4:04 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001074828

Table I — non-derivative securities

Security	Date	Code	Shares	A/D	Owned after	D/I	Nature of ownership
Common Stock	holding	—	—	—	320,934	D
Common Stock^F1	holding	—	—	—	3,334	I	.
Common Stock^F2	holding	—	—	—	1,467	I	.
Common Stock^F3	holding	—	—	—	20,335	I	.
Common Stock^F4	holding	—	—	—	110,001	I	.
Common Stock^F5	holding	—	—	—	2,014	I	.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Warrant to Purchase Common Stock^F6	$0.50	Mar 16, 2018	A	855,000	A	Jan 31, 2018	Jan 31, 2023	Common Stock	855,000	855,000	D
Warrant to Purchase Common Stock^F4,F6	$0.50	Mar 16, 2018	A	1,039,666	A	Mar 16, 2018	Mar 16, 2023	Common Stock	1,039,666	1,039,666	I

Explanation of responses

F1Held by Dia Armenta, the Reporting Person's wife.
F2Held by Ronald Erickson, the Reporting Person and Dia Armenta, the Reporting Person's wife.
F3Held by Juliz Limited Partnership- Family LP.
F4Held by J3E2A2Z Limited Partnership.
F5Held by Cerillion N4, an entity that is 50% owned by Dia Armenta, the Reporting Person's wife.
F6Price subject to adjustment.

Remarks

This Form 4 Amendment is filed to correct the number of shares of Common Stock held directly by the reporting person from 120,934 to 320,934 in Table I above.