SEC Form 4 · accession 0000049728-18-000060
IEC ELECTRONICS CORP · IEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Thomas Williams
Officer — VP, Finance and CFO
Period of report
Mar 15, 2018
Accepted (ET)
Mar 21, 2018 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000049728
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 33,934 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | Mar 15, 2018 | A | 5,941 | A | Mar 15, 2021 | Mar 15, 2021 | Common Stock | 5,941 | 5,941 | D |
| Restricted Stock UnitsF1 | — | holding | — | — | — | Apr 18, 2019 | Apr 18, 2019 | Common Stock | 4,970 | 4,970 | D |
| Restricted Stock UnitsF1 | — | holding | — | — | — | Mar 19, 2020 | Mar 16, 2020 | Common Stock | 6,764 | 6,764 | D |
Explanation of responses
- F1These restricted stock units, which each represent a contingent right to receive one share of common stock, were previously reported by Mr. Williams.
- F2These restricted stock units, which each represent a contingent right to receive one share of common stock, were granted in a transaction exempt under Rule 16b-3 and vest 100% on the third anniversary of the date of grant.