SEC Form 4 · accession 0001246360-18-001171

Stitch Fix, Inc. · SFIX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Katrina Lake

Officer — Chief Executive Officer · Director · 10% Owner

Period of report

Mar 19, 2018

Accepted (ET)

Mar 21, 2018 · 8:49 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001576942

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F2,F3	Mar 19, 2018	C	66,666	$0.00	A	66,666	I	See Footnote
Class A Common Stock^F5,F3	Mar 19, 2018	S	39,527	$19.1819	D	27,139	I	See Footnote
Class A Common Stock^F6,F3	Mar 19, 2018	S	27,139	$20.0171	D	0	I	See Footnote
Class A Common Stock^F2,F3	Mar 20, 2018	C	66,666	$0.00	A	66,666	I	See Footnote
Class A Common Stock^F7,F3	Mar 20, 2018	S	66,666	$20.0892	D	0	I	See Footnote
Class A Common Stock^F2,F3	Mar 21, 2018	C	66,668	$0.00	A	66,668	I	See Footnote
Class A Common Stock^F8,F3	Mar 21, 2018	S	66,668	$20.2621	D	0	I	See Footnote

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F3,F2	—	Mar 19, 2018	C	66,666	D	—	—	Class A Common Stock	66,666	989,106	I
Class B Common Stock^F3,F2	—	Mar 20, 2018	C	66,666	D	—	—	Class A Common Stock	66,666	922,440	I
Class B Common Stock^F3,F2	—	Mar 21, 2018	C	66,668	D	—	—	Class A Common Stock	66,668	855,772	I

Explanation of responses

F1Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F2Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.
F4Shares disposed of pursuant to a previously established Rule 10b5-1 plan.
F5The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.81 to $19.76 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.85 to $20.49 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.65 to $20.35 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.92 to $20.65 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.