SEC Form 4 · accession 0001437749-18-005230
BioCardia, Inc. · BCDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Duckers
Officer — Chief Medical Officer
Period of report
Feb 1, 2018
Accepted (ET)
Mar 22, 2018 · 2:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000925741
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $2.60 | Feb 1, 2018 | A | 167,880 | A | — | Feb 1, 2028 | Common stock | 167,880 | 167,880 | D |
Explanation of responses
- F1The option vests and becomes exercisable as to 1/48th of the shares on March 1, 2018 and each monthly anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.