Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Dec 18, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

240 filings · trading day Dec 18, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 14, 2017 MForm 4 →	Dec 15, 4:36 pm EST	COMCAST CORPCMCSA	Brian L RobertsChairman of Board, Pres. & CEO, Director	800,000	$9.49	$7,592,000	806,000	—
Oct 2, 2017 SForm 4/A →	Dec 15, 4:15 pm EST	Platform Specialty Products CorpPAH	Martin E FranklinDirector	409,966	$8.31	$3,406,817	1,060,000	—
Dec 13, 2017 MForm 4 →	Dec 15, 5:16 pm EST	AKAMAI TECHNOLOGIES INCAKAM	Rick M McConnellPresident Prods & Development	48,369	$33.97	$1,642,933	0	—
Dec 13, 2017 MForm 4 →	Dec 15, 6:39 pm EST	TransUnionTRU	James M PeckPresident and CEO, Director	200,000	$4.99	$998,000	946,081	—
Dec 13, 2017 MForm 4 →	Dec 15, 4:01 pm EST	BOINGO WIRELESS INCWIFI	Peter HovenierChief Financial Officer	25,000	$13.50	$337,500	40,000	—
Dec 8, 2017 MPForm 4 →	Dec 18, 12:35 pm EST	ZIONS BANCORPORATION /UT/ZION	Mark Richard YoungExec VP	20,000	$50.96	$254,791	11,049	—	late
May 13, 2013 AMForm 4 →	Dec 18, 2017, 11:39 am EST	SMTC CORPSMTX	Clarke H BaileyDirector	169,420	$1.90	$250,537	100,576	—	late
Dec 15, 2017 MForm 4 →	Dec 18, 1:20 pm EST	TRICO BANCSHARES /TCBK	III Louis Gage ChryslerDirector	12,000	$16.94	$203,300	16,000	—
Dec 14, 2017 MForm 4 →	Dec 18, 10:53 am EST	WashingtonFirst Bankshares, Inc.WFBI	George W Connors IVPresident, Director	17,862	$10.83	$193,371	3,360	—
Dec 13, 2017 MForm 4 →	Dec 15, 5:32 pm EST	Workday, Inc.WDAY	Michael A. StankeyDirector	25,000	$7.05	$176,250	74,987	—
Dec 14, 2017 AForm 4 →	Dec 18, 2:01 pm EST	COUNTERPATH CORPCPAH	David KarpChief Financial Officer	50,000	$2.89	$144,500	90,000	—
Dec 14, 2017 IForm 4 →	Dec 15, 4:11 pm EST	ALLIANT ENERGY CORPLNT	Thomas F OtooleDirector	2,675	$43.95	$117,570	8,394	—
Dec 13, 2017 MForm 4 →	Dec 15, 6:48 pm EST	AMTECH SYSTEMS INCASYS	Paul J Van Der WansemDirector	18,340	$6.21	$113,928	0	—
Dec 14, 2017 MForm 4 →	Dec 18, 11:28 am EST	AMERICAN SOFTWARE INCAMSWA	Thomas L Newberry VDirector	11,912	$8.38	$99,771	0	—
Dec 11, 2014 AMForm 4 →	Dec 18, 2017, 6:02 am EST	SMTC CORPSMTX	Red Oak Partners, LLC +110% Owner	47,768	$1.60	$76,415	20,230	—	late
Dec 14, 2017 AForm 4 →	Dec 18, 12:08 pm EST	PRUDENTIAL FINANCIAL INCPRU	Scott SleysterSenior Vice President	489	$114.47	$55,976	76,667	—
Dec 13, 2017 IForm 4 →	Dec 15, 4:23 pm EST	GALLAGHER ARTHUR J & COAJG	Douglas K HowellVP & Chief Financial Officer	828	$64.21	$53,166	69,821	—
Dec 11, 2014 AMForm 4 →	Dec 18, 2017, 11:39 am EST	SMTC CORPSMTX	John Randall WaterfieldDirector	47,768	$1.62	$53,039	20,230	—	late
Dec 11, 2014 AMForm 4 →	Dec 18, 2017, 11:39 am EST	SMTC CORPSMTX	Frederick Gerald WassermanDirector	47,768	$1.62	$53,039	20,230	—	late
Dec 13, 2017 MForm 4 →	Dec 15, 4:01 pm EST	BOINGO WIRELESS INCWIFI	Dawn CallahanChief Marketing Officer	6,293	$7.40	$46,538	0	—
Dec 14, 2017 AForm 4 →	Dec 18, 11:37 am EST	PRUDENTIAL FINANCIAL INCPRU	Karl J KrapekDirector	317	$114.47	$36,287	1,419	—
Dec 14, 2017 AForm 4 →	Dec 18, 11:59 am EST	PRUDENTIAL FINANCIAL INCPRU	John R Strangfeld Jr.Chief Executive Officer, Director	272	$114.47	$31,136	42,709	—
Dec 14, 2017 AForm 4 →	Dec 18, 11:55 am EST	PRUDENTIAL FINANCIAL INCPRU	Thomas J Baltimore Jr.Director	268	$114.47	$30,678	1,419	—
Dec 14, 2017 IForm 4 →	Dec 18, 8:45 am EST	CHURCH & DWIGHT CO INC /DE/CHD	Judy A. ZagorskiEVP, Global Human Resources	601	$48.46	$29,135	601	—
Dec 14, 2017 AForm 4 →	Dec 18, 12:06 pm EST	PRUDENTIAL FINANCIAL INCPRU	Stephen PelletierExecutive Vice President	208	$114.47	$23,810	32,697	—
Dec 14, 2017 AForm 4 →	Dec 18, 11:57 am EST	PRUDENTIAL FINANCIAL INCPRU	Gilbert F CasellasDirector	194	$114.47	$22,207	1,419	—
Dec 14, 2017 MForm 4 →	Dec 15, 5:50 pm EST	QCR HOLDINGS INCQCRH	Thomas D BuddPresident/CEO RB&T	997	$16.60	$16,551	654	—
Dec 13, 2017 MForm 4 →	Dec 15, 6:43 pm EST	AMTECH SYSTEMS INCASYS	Michael GarnreiterDirector	5,000	$3.30	$16,500	0	—
Dec 15, 2017 AForm 4 →	Dec 18, 1:58 pm EST	NEXTERA ENERGY INCNEE	Sherry S BarratDirector	83	$158.43	$13,150	14,217	—
Dec 14, 2017 AForm 4 →	Dec 18, 11:35 am EST	PRUDENTIAL FINANCIAL INCPRU	Martina HundmejeanDirector	112	$114.47	$12,821	1,419	—
Dec 14, 2017 AForm 4 →	Dec 18, 12:01 pm EST	PRUDENTIAL FINANCIAL INCPRU	Douglas A ScovannerDirector	85	$114.47	$9,730	1,419	—
Dec 14, 2017 AForm 4 →	Dec 18, 11:51 am EST	PRUDENTIAL FINANCIAL INCPRU	Christine A PoonDirector	84	$114.47	$9,615	1,419	—
Dec 15, 2017 AForm 4 →	Dec 18, 3:30 pm EST	NEXTERA ENERGY INCNEE	James Lawrence CamarenDirector	40	$158.43	$6,337	6,974	—
Dec 15, 2017 AForm 4 →	Dec 18, 12:48 pm EST	CHURCH & DWIGHT CO INC /DE/CHD	Rick SpannEVP, Global Operations	110	$49.06	$5,401	1,447	—
Dec 14, 2017 AForm 4 →	Dec 18, 11:39 am EST	PRUDENTIAL FINANCIAL INCPRU	Peter R LighteDirector	36	$114.47	$4,121	1,419	—
Dec 14, 2017 AForm 4 →	Dec 18, 11:41 am EST	PRUDENTIAL FINANCIAL INCPRU	George PazDirector	36	$114.47	$4,121	1,419	—
Dec 14, 2017 AForm 4 →	Dec 18, 12:03 pm EST	PRUDENTIAL FINANCIAL INCPRU	Michael TodmanDirector	36	$114.47	$4,121	1,419	—
Dec 14, 2017 AForm 4 →	Dec 18, 11:46 am EST	PRUDENTIAL FINANCIAL INCPRU	Sandra PianaltoDirector	34	$114.47	$3,892	1,419	—
Dec 14, 2017 AForm 4 →	Dec 18, 8:12 am EST	VERIZON COMMUNICATIONS INCVZ	Lowell C McAdamChairman and CEO, Director	206	$14.93	$3,070	366,243	—
Dec 15, 2017 AForm 4 →	Dec 18, 12:49 pm EST	CHURCH & DWIGHT CO INC /DE/CHD	Britta BomhardEVP & Chief Marketing Officer	54	$49.06	$2,646	2,438	—
Dec 15, 2017 AForm 4 →	Dec 18, 12:55 pm EST	CHURCH & DWIGHT CO INC /DE/CHD	Matthew FarrellPresident and CEO, Director	42	$49.06	$2,083	82,145	—
Dec 14, 2017 AForm 4 →	Dec 18, 8:14 am EST	VERIZON COMMUNICATIONS INCVZ	Craig L. SillimanEVP of PubPolicy & Gen Counsel	133	$14.93	$1,985	76,954	—
Dec 14, 2017 AForm 4 →	Dec 18, 8:15 am EST	VERIZON COMMUNICATIONS INCVZ	John G StrattonEVP&Pres - Global Operations	105	$14.93	$1,570	130,640	—
Dec 14, 2017 AForm 4 →	Dec 18, 8:16 am EST	VERIZON COMMUNICATIONS INCVZ	Marni M WaldenEVP&Pres - Global Media	105	$14.93	$1,570	194,077	—
Dec 14, 2017 AForm 4 →	Dec 18, 8:13 am EST	VERIZON COMMUNICATIONS INCVZ	Marc C ReedEVP & Chief Admin. Officer	82	$14.93	$1,223	70,573	—
Dec 15, 2017 AForm 4 →	Dec 18, 12:46 pm EST	CHURCH & DWIGHT CO INC /DE/CHD	Richard A DierkerEVP Finance & CFO	23	$49.06	$1,152	2,344	—
Dec 14, 2017 AForm 4 →	Dec 18, 8:11 am EST	VERIZON COMMUNICATIONS INCVZ	Matthew D. EllisEVP and CFO	74	$14.93	$1,108	12,899	—
Dec 15, 2017 AMForm 4 →	Dec 18, 1:37 pm EST	INTERNATIONAL BUSINESS MACHINES CORPIBM	James J KavanaughSenior Vice President	7,943	$152.50	$915	5,254	—
Dec 15, 2017 AForm 4 →	Dec 18, 1:37 pm EST	INTERNATIONAL BUSINESS MACHINES CORPIBM	Kenneth M KeverianSenior Vice President	6	$152.50	$915	7,113	—
Dec 15, 2017 JPForm 4 →	Dec 18, 11:31 am EST	OLD NATIONAL BANCORP /IN/ONB	Christopher A WolkingSEVP - CAPITAL MARKETS	47	$17.75	$834	6,164	—
Dec 15, 2017 AForm 4 →	Dec 18, 12:50 pm EST	FIRST MERCHANTS CORPFRME	Mark K HardwickCFO & COO	16	$42.50	$668	1,897	—
Dec 15, 2017 JPForm 4 →	Dec 18, 11:31 am EST	OLD NATIONAL BANCORP /IN/ONB	Scott J EvernhamEXEC VP - WEALTH MANAGEMENT	32	$17.75	$568	1,331	—
Dec 14, 2017 AForm 4 →	Dec 18, 8:14 am EST	VERIZON COMMUNICATIONS INCVZ	Anthony T SkiadasSVP & Controller	30	$14.93	$450	50,906	—
Dec 15, 2017 AMForm 4 →	Dec 15, 5:36 pm EST	ManpowerGroup Inc.MAN	Paul ReadDirector	81	$113.66	$114	0	—
Nov 6, 2017 AForm 4 →	Dec 15, 4:01 pm EST	CorMedix Inc.CRMD	Myron KaplanDirector	5,000	—	—	5,000	—	late
Dec 15, 2017 MForm 4 →	Dec 15, 4:03 pm EST	Amtrust Financial Services, Inc.AFSI	Stephen UngarSVP, GC and Secretary	200	—	—	1,182	—
Dec 13, 2017 XForm 4 →	Dec 15, 4:05 pm EST	DOCUMENT SECURITY SYSTEMS INCDSS	Heng Fai Ambrose ChanDirector, 10% Owner	160,000	—	—	0	—
Dec 13, 2017 AForm 4 →	Dec 15, 4:05 pm EST	Spero Therapeutics, Inc.SPRO	Ankit MahadeviaSee Remarks, Director	125,079	—	—	125,079	—
Dec 13, 2017 MForm 4 →	Dec 15, 4:05 pm EST	BeiGene, Ltd.BGNE	Jane HuangCMO, Hematology	19,500	—	—	1,380,500	—
Dec 13, 2017 AForm 4 →	Dec 15, 4:05 pm EST	Spero Therapeutics, Inc.SPRO	Thomas R Parr Jr.Chief Scientific Officer	36,134	—	—	36,134	—
Dec 14, 2017 MForm 4 →	Dec 15, 4:06 pm EST	LAMAR ADVERTISING CO/NEWLAMR	Stephen P MumblowDirector	4,000	—	—	0	—
Dec 13, 2017 AForm 4 →	Dec 15, 4:06 pm EST	Corvus Pharmaceuticals, Inc.CRVS	Richard A Miller M.D.President and CEO, Director	125,000	—	—	125,000	—
Dec 13, 2017 AForm 4 →	Dec 15, 4:06 pm EST	Spero Therapeutics, Inc.SPRO	Joel SendekChief Financial Officer	27,795	—	—	27,795	—
Dec 15, 2017 MForm 4 →	Dec 15, 4:06 pm EST	Guidewire Software, Inc.GWRE	Marcus RyuCEO and President, Director	18,088	—	—	29,661	—
Dec 13, 2017 AForm 4 →	Dec 15, 4:07 pm EST	Spero Therapeutics, Inc.SPRO	Cristina LarkinChief Operating Officer	62,540	—	—	62,540	—
Dec 14, 2017 MForm 4 →	Dec 15, 4:08 pm EST	Univar Inc.UNVR	Mark John ByrneDirector	63,132	—	—	98,787	—
Dec 13, 2017 AForm 4 →	Dec 15, 4:08 pm EST	Corvus Pharmaceuticals, Inc.CRVS	Leiv LeaChief Financial Officer	40,000	—	—	40,000	—
Dec 13, 2017 MForm 4 →	Dec 15, 4:09 pm EST	bluebird bio, Inc.BLUE	Nick LeschlyPresident and CEO, Director	37,873	—	—	203,355	—
Dec 13, 2017 AForm 4 →	Dec 15, 4:09 pm EST	Corvus Pharmaceuticals, Inc.CRVS	Daniel W. HuntSVP, Chief Business Officer	200,000	—	—	200,000	—
Dec 13, 2017 CForm 4 →	Dec 15, 4:09 pm EST	Dolby Laboratories, Inc.DLB	Dagmar Dolby +110% Owner	140,000	—	—	11,386,194	—
Dec 15, 2017 MForm 4 →	Dec 15, 4:09 pm EST	Guidewire Software, Inc.GWRE	Richard HartChief Financial Officer	7,566	—	—	16,032	—
Dec 13, 2017 AForm 4 →	Dec 15, 4:09 pm EST	ANAVEX LIFE SCIENCES CORP.AVXL	Christopher U MisslingPresident and CEO, Director	400,000	—	—	400,000	—
Dec 15, 2017 MForm 4 →	Dec 15, 4:10 pm EST	Boardwalk Pipeline Partners, LPBWP	Michael E McMahonSr. VP, Gen. Counsel & Sec	25,833	—	—	17,356	—
Dec 14, 2017 AForm 4 →	Dec 15, 4:10 pm EST	IMMERSION CORPIMMR	Carl SchlachteInterim CEO, Director	60,790	—	—	60,790	—
Dec 15, 2017 MForm 4 →	Dec 15, 4:10 pm EST	Boardwalk Pipeline Partners, LPBWP	Stanley C HortonPresident & CEO, Director	133,875	—	—	0	—
Dec 15, 2017 MForm 4 →	Dec 15, 4:10 pm EST	Boardwalk Pipeline Partners, LPBWP	Steven A BarkauskasSVP, Controller & CAO	17,805	—	—	11,230	—
Dec 13, 2017 AForm 4 →	Dec 15, 4:10 pm EST	Corvus Pharmaceuticals, Inc.CRVS	William Benton JonesSee Remarks	40,000	—	—	40,000	—
Dec 15, 2017 MForm 4 →	Dec 15, 4:11 pm EST	Boardwalk Pipeline Partners, LPBWP	Jamie L BuskillSVP, CFO & Treasurer	37,188	—	—	0	—
Dec 15, 2017 MForm 4 →	Dec 15, 4:11 pm EST	Boardwalk Pipeline Partners, LPBWP	John L HaynesSVP, CCO & Pres, BWFS	52,669	—	—	0	—
Dec 13, 2017 AForm 4 →	Dec 15, 4:11 pm EST	ANAVEX LIFE SCIENCES CORP.AVXL	Sandra BoenischPFO & Treasurer	30,000	—	—	30,000	—
Dec 14, 2017 MForm 4 →	Dec 15, 4:12 pm EST	Quanex Building Products CORPNX	Kevin P DelaneySVP-Gen. Counsel & Secretary	50,400	—	—	0	—
Dec 13, 2017 AForm 4 →	Dec 15, 4:13 pm EST	Corvus Pharmaceuticals, Inc.CRVS	Erik J. VernerV.P., Chemistry Research	25,000	—	—	25,000	—
Dec 14, 2017 MForm 4 →	Dec 15, 4:14 pm EST	FIVE BELOW, INCFIVE	Eric M SpecterChief Administrative Officer	15,000	—	—	7,807	—
Dec 15, 2017 AForm 4 →	Dec 15, 4:14 pm EST	ANALOG DEVICES INCADI	Eileen WynneVP, Chief Accounting Officer	2,000	—	—	2,000	—
Dec 15, 2017 MForm 4 →	Dec 15, 4:14 pm EST	Guidewire Software, Inc.GWRE	Ali KheirolomoomChief Product Officer	6,288	—	—	7,125	—
Dec 14, 2017 MForm 4 →	Dec 15, 4:14 pm EST	ANALOG DEVICES INCADI	Joseph HassettSVP, Global Operations & Tech	18,400	—	—	0	—
Dec 14, 2017 MForm 4 →	Dec 15, 4:15 pm EST	INTER PARFUMS INCIPAR	Philippe SantiCFO Interparfums SA, Director	600	—	—	0	—
Dec 13, 2017 MForm 4 →	Dec 15, 4:17 pm EST	DSP GROUP INC /DE/DSPG	Patrick TanguyDirector	15,000	—	—	0	—
Dec 15, 2017 MForm 4 →	Dec 15, 4:17 pm EST	Guidewire Software, Inc.GWRE	Priscilla HungChief Operations Officer	3,707	—	—	7,125	—
Dec 13, 2017 MForm 4 →	Dec 15, 4:18 pm EST	INTER PARFUMS INCIPAR	Philippe Benacin +1President Interparfums SA, Director, 10% Owner	19,000	—	—	—	—
Dec 13, 2017 AForm 4 →	Dec 15, 4:18 pm EST	METLIFE INCMET	Robert Glenn HubbardDirector	136	—	—	136	—
Dec 15, 2017 MForm 4 →	Dec 15, 4:20 pm EST	Guidewire Software, Inc.GWRE	Michael PolelleChief Delivery Officer	4,063	—	—	5,344	—
Dec 14, 2017 AForm 4 →	Dec 15, 4:21 pm EST	FERRO CORPFOE	Marran H. OgilvieDirector	2,400	—	—	2,400	—
Dec 13, 2017 AForm 4 →	Dec 15, 4:21 pm EST	METLIFE INCMET	James M KiltsDirector	83	—	—	83	—
Dec 13, 2017 MForm 4 →	Dec 15, 4:21 pm EST	INTER PARFUMS INCIPAR	Jean Madar +1CEO, Director, 10% Owner	19,000	—	—	0	—
Dec 13, 2017 MForm 4 →	Dec 15, 4:22 pm EST	Hill-Rom Holdings, Inc.HRC	John J GreischChief Executive Officer, Director	125,241	—	—	0	—
Dec 15, 2017 MForm 4 →	Dec 15, 4:24 pm EST	Guidewire Software, Inc.GWRE	James Winston KingGeneral Counsel and Secretary	2,999	—	—	6,657	—
Dec 13, 2017 MForm 4 →	Dec 15, 4:24 pm EST	DENNYS CORPDENN	F Mark WolfingerEVP, Chief Admin Officer & CFO	15,000	—	—	64,380	—
Dec 14, 2017 CForm 4 →	Dec 15, 4:25 pm EST	RingCentral IncRNG	Vladimir Shmunis +5CEO & Chairman, Director, 10% Owner	10,000	—	—	5,836,202	—
Dec 13, 2017 MForm 4 →	Dec 15, 4:25 pm EST	Alexander & Baldwin, Inc.ALEX	Christopher J BenjaminPresident & CEO, Director	25,000	—	—	12,768	—
Dec 13, 2017 MForm 4 →	Dec 15, 4:25 pm EST	Alexander & Baldwin, Inc.ALEX	Nelson N S ChunSr. Vice Pres. & CLO	16,000	—	—	15,788	—
Dec 13, 2017 MForm 4 →	Dec 15, 4:25 pm EST	Alexander & Baldwin, Inc.ALEX	Paul K ItoSr. Vice Pres. and Treasurer	33,355	—	—	0	—
Dec 13, 2017 MForm 4 →	Dec 15, 4:25 pm EST	Alexander & Baldwin, Inc.ALEX	Stanley M KuriyamaDirector	220,000	—	—	36,542	—
Dec 13, 2017 MForm 4 →	Dec 15, 4:35 pm EST	UNITED TECHNOLOGIES CORP /DE/UTX	Robert J. BaileyCorporate VP, Controller	1,500	—	—	2,000	—
Dec 15, 2017 MForm 4 →	Dec 15, 4:35 pm EST	Atkore International Group Inc.ATKR	John Patrick WilliamsonPresident and CEO, Director	70,000	—	—	408,000	—
Dec 13, 2017 MForm 4 →	Dec 15, 4:36 pm EST	Dermira, Inc.DERM	Thomas G WiggansCEO & Chairman of the Board, Director	5,000	—	—	174,642	—
Dec 13, 2017 AMForm 4 →	Dec 15, 4:38 pm EST	Minerva Neurosciences, Inc.NERV	Geoff RaceEVP, CFO & CBO	212,500	—	—	37,500	—
Dec 13, 2017 AForm 4 →	Dec 15, 4:39 pm EST	Minerva Neurosciences, Inc.NERV	Jay SaoudSVP and Head of R&D	175,000	—	—	175,000	—
Dec 13, 2017 AForm 4 →	Dec 15, 4:40 pm EST	Minerva Neurosciences, Inc.NERV	Michael DavidsonChief Medical Officer	125,000	—	—	125,000	—
Dec 13, 2017 AMForm 4 →	Dec 15, 4:42 pm EST	Minerva Neurosciences, Inc.NERV	Frederick W AhlholmSVP, Chief Accounting Officer	125,000	—	—	15,000	—
Dec 13, 2017 MForm 4 →	Dec 15, 4:42 pm EST	TENNECO INCTEN	Peng GuoExecutive Vice President	5,558	—	—	0	—
Dec 13, 2017 AMForm 4 →	Dec 15, 4:43 pm EST	Minerva Neurosciences, Inc.NERV	Joseph H. ReillySVP & Chief Operating Officer	128,750	—	—	26,250	—
Dec 13, 2017 AMForm 4 →	Dec 15, 4:44 pm EST	Minerva Neurosciences, Inc.NERV	Remy LuthringerCEO, Director	368,750	—	—	56,250	—
Dec 13, 2017 AForm 4/A →	Dec 15, 4:45 pm EST	UFP TECHNOLOGIES INCUFPT	Christopher P. LitterioSenior Vice President	15,000	—	—	15,000	—
Dec 14, 2017 AForm 4 →	Dec 15, 4:46 pm EST	MERRIMACK PHARMACEUTICALS INCMACK	George DemetriDirector	4,890	—	—	4,890	—
Dec 13, 2017 MForm 4 →	Dec 15, 4:47 pm EST	DYNAVAX TECHNOLOGIES CORPDVAX	Robert CoffmanSenior Vice President	7,500	—	—	0	—
Dec 13, 2017 MForm 4 →	Dec 15, 4:47 pm EST	AIR LEASE CORPAL	Jie ChenEVP & Managing Director, Asia	50,000	—	—	70,000	—	amended
Dec 13, 2017 AForm 4 →	Dec 15, 4:49 pm EST	Wesco Aircraft Holdings, IncWAIR	Todd RenehanChief Executive Officer, Director	15,882	—	—	15,882	—
Dec 13, 2017 AForm 4 →	Dec 15, 4:52 pm EST	Wesco Aircraft Holdings, IncWAIR	Alex MurrayPresident and COO	11,912	—	—	11,912	—
Dec 13, 2017 CForm 4 →	Dec 15, 4:56 pm EST	Oil-Dri Corp of AmericaODC	Daniel S JaffeePresident and CEO, Director, 10% Owner	4,444	—	—	374,434	—
Dec 13, 2017 AForm 4 →	Dec 15, 4:56 pm EST	Wesco Aircraft Holdings, IncWAIR	Declan O. GrantEVP, Global Strategic Sales	5,882	—	—	5,882	—
Dec 14, 2017 MForm 4 →	Dec 15, 5:00 pm EST	LANTRONIX INCLTRX	Jeremy WhitakerChief Financial Officer	1,250	—	—	13,750	—
Dec 14, 2017 MForm 4 →	Dec 15, 5:00 pm EST	LANTRONIX INCLTRX	Daryl R MillerVP, Engineering	1,250	—	—	13,750	—
Dec 15, 2017 MForm 4 →	Dec 15, 5:01 pm EST	Dave & Buster's Entertainment, Inc.PLAY	John MulleadySVP, RE & Dev	7,500	—	—	43,455	—
Dec 13, 2017 MForm 4 →	Dec 15, 5:04 pm EST	SYSCO CORPSYY	Wayne ShurtsExecutive Vice President	15,600	—	—	93,194	—
Dec 14, 2017 MForm 4 →	Dec 15, 5:07 pm EST	AMERISOURCEBERGEN CORPABC	Peyton R HowellExecutive Vice President	17,800	—	—	17,851	—
Dec 14, 2017 MForm 4 →	Dec 15, 5:07 pm EST	AFFILIATED MANAGERS GROUP, INC.AMG	Jide James ZeitlinDirector	7,705	—	—	0	—
Dec 13, 2017 CForm 4 →	Dec 15, 5:07 pm EST	Square, Inc.SQ	Sarah FriarChief Financial Officer	38,400	—	—	416,316	—
Dec 13, 2017 MForm 4 →	Dec 15, 5:08 pm EST	TETRA TECH INCTTEK	Dan L BatrackCHAIRMAN AND CEO, Director	11,033	—	—	68,270	—
Dec 14, 2017 MForm 4 →	Dec 15, 5:08 pm EST	AMERISOURCEBERGEN CORPABC	Robert P. MauchExecutive Vice President	3,000	—	—	8,260	—
Dec 13, 2017 AForm 4 →	Dec 15, 5:10 pm EST	Liberty Broadband CorpLBRDA	Richard R GreenDirector	6,479	—	—	6,479	—
Dec 13, 2017 AForm 4 →	Dec 15, 5:10 pm EST	Liberty Broadband CorpLBRDA	J David WargoDirector	6,479	—	—	6,479	—
Dec 13, 2017 AForm 4 →	Dec 15, 5:10 pm EST	Liberty Broadband CorpLBRDA	John E Welsh IIIDirector	3,239	—	—	3,239	—
Dec 13, 2017 CForm 4 →	Dec 15, 5:10 pm EST	Square, Inc.SQ	Jack DorseyPresident, CEO & Chairman, Director, 10% Owner	50,000	—	—	7,802,826	—
Dec 13, 2017 AForm 4 →	Dec 15, 5:11 pm EST	Liberty TripAdvisor Holdings, Inc.LTRPA	Michael J MaloneDirector	34,970	—	—	34,970	—
Dec 13, 2017 AForm 4 →	Dec 15, 5:11 pm EST	Liberty TripAdvisor Holdings, Inc.LTRPA	Chris MuellerDirector	17,485	—	—	17,485	—
Dec 13, 2017 AForm 4 →	Dec 15, 5:11 pm EST	Liberty TripAdvisor Holdings, Inc.LTRPA	Larry E RomrellDirector	17,485	—	—	17,485	—
Dec 13, 2017 AForm 4 →	Dec 15, 5:11 pm EST	Liberty TripAdvisor Holdings, Inc.LTRPA	J David WargoDirector	34,970	—	—	34,970	—
Dec 14, 2017 MForm 4 →	Dec 15, 5:13 pm EST	AbbVie Inc.ABBV	Laura J SchumacherExecutive Vice President	145,510	—	—	0	—
Dec 15, 2017 AForm 4 →	Dec 15, 5:14 pm EST	NAPCO SECURITY TECHNOLOGIES, INCNSSC	Kevin S BuchelSenior Vice President, Director	5,000	—	—	5,000	—
Dec 15, 2017 AForm 4 →	Dec 15, 5:19 pm EST	Madison Square Garden CoMSG	Frank BiondiDirector	513	—	—	1,148	—
Dec 15, 2017 AForm 4 →	Dec 15, 5:21 pm EST	Madison Square Garden CoMSG	Charles F Dolan +1Director, 10% Owner	513	—	—	1,777	—
Dec 15, 2017 AForm 4 →	Dec 15, 5:22 pm EST	Madison Square Garden CoMSG	Charles P DolanDirector	513	—	—	1,777	—
Dec 15, 2017 AForm 4 →	Dec 15, 5:23 pm EST	Madison Square Garden CoMSG	Nelson PeltzDirector	513	—	—	1,777	—
Dec 15, 2017 AForm 4 →	Dec 15, 5:25 pm EST	Madison Square Garden CoMSG	Kristin A Dolan +1Director	513	—	—	1,777	—
Dec 15, 2017 AForm 4 →	Dec 15, 5:28 pm EST	Madison Square Garden CoMSG	Thomas Charles DolanDirector	513	—	—	1,777	—
Dec 15, 2017 MForm 4 →	Dec 15, 5:29 pm EST	Zendesk, Inc.ZEN	John T. KeiserChief Operating Officer	3,117	—	—	8,201	—
Dec 15, 2017 MForm 4 →	Dec 15, 5:29 pm EST	Zendesk, Inc.ZEN	Elena GomezChief Financial Officer	3,151	—	—	9,567	—
Dec 15, 2017 MForm 4 →	Dec 15, 5:30 pm EST	Zendesk, Inc.ZEN	Adrian McDermottPresident of Products	3,064	—	—	9,567	—
Dec 13, 2017 MForm 4 →	Dec 15, 5:30 pm EST	Zendesk, Inc.ZEN	John GeschkeCLO and SVP Administration	5,632	—	—	8,201	—
Dec 15, 2017 AForm 4 →	Dec 15, 5:30 pm EST	Madison Square Garden CoMSG	Wilton J. Hildenbrand Jr.Director	513	—	—	1,777	—
Dec 15, 2017 MForm 4 →	Dec 15, 5:30 pm EST	Zendesk, Inc.ZEN	Mikkel SvaneChairman and CEO, Director	1,898	—	—	21,526	—
Dec 15, 2017 AForm 4 →	Dec 15, 5:32 pm EST	Madison Square Garden CoMSG	Joseph LhotaDirector	513	—	—	513	—
Dec 15, 2017 AForm 4 →	Dec 15, 5:32 pm EST	NAPCO SECURITY TECHNOLOGIES, INCNSSC	Richard SolowayPresident and Secretary, Director, 10% Owner	5,000	—	—	5,000	—
Dec 15, 2017 AForm 4 →	Dec 15, 5:34 pm EST	Madison Square Garden CoMSG	Richard D ParsonsDirector	513	—	—	1,777	—
Dec 15, 2017 MForm 4 →	Dec 15, 5:34 pm EST	CAVCO INDUSTRIES INCCVCO	William C BoorDirector	3,000	—	—	0	—
Dec 15, 2017 AForm 4 →	Dec 15, 5:36 pm EST	Madison Square Garden CoMSG	Alan D SchwartzDirector	513	—	—	1,777	—
Dec 14, 2017 AForm 4 →	Dec 15, 5:36 pm EST	DEPOMED INCDEPO	Arthur J HigginsPresident and CEO, Director	73,529	—	—	73,529	—
Dec 15, 2017 AForm 4 →	Dec 15, 5:39 pm EST	Madison Square Garden CoMSG	Scott M SperlingDirector	513	—	—	1,777	—
Dec 13, 2017 AForm 4 →	Dec 15, 5:41 pm EST	American Renal Associates Holdings, Inc.ARA	Jonathan L WilcoxVP & Chief Financial Officer	25,166	—	—	25,166	—
Dec 15, 2017 AForm 4 →	Dec 15, 5:41 pm EST	Madison Square Garden CoMSG	Brian Sweeney +1Director	513	—	—	1,777	—
Dec 13, 2017 MForm 4 →	Dec 15, 5:43 pm EST	PVH CORP. /DE/PVH	Emanuel ChiricoChairman & CEO, Director	458,000	—	—	0	—
Dec 13, 2017 JForm 4 →	Dec 15, 5:44 pm EST	Altimmune, Inc.ALT	Novartis Bioventures Ltd +110% Owner	345	—	—	2,415	—
Dec 13, 2017 JForm 4 →	Dec 15, 5:47 pm EST	Altimmune, Inc.ALT	Truffle Capital S.A.S.10% Owner	76	—	—	159	—
Dec 14, 2017 XForm 4 →	Dec 15, 5:50 pm EST	IDERA PHARMACEUTICALS, INC.IDRA	Pillar Invest Corp +210% Owner	700,000	—	—	0	—
Dec 15, 2017 AForm 4 →	Dec 15, 5:50 pm EST	Sunrun Inc.RUN	Christopher DawsonChief Operating Officer	500,000	—	—	500,000	—
Dec 15, 2017 AForm 4 →	Dec 15, 5:54 pm EST	Live Nation Entertainment, Inc.LYV	Michael RapinoPresident & CEO, Director	700,000	—	—	700,000	—
Dec 14, 2017 MForm 4 →	Dec 15, 5:54 pm EST	Inogen IncINGN	Matt ScribnerEVP, Operations	2,500	—	—	17,683	—
Dec 15, 2017 AForm 4 →	Dec 15, 5:55 pm EST	Madison Square Garden CoMSG	Vincent TeseDirector	513	—	—	1,777	—
Dec 15, 2017 AForm 4 →	Dec 15, 5:58 pm EST	Madison Square Garden CoMSG	Marianne Dolan WeberDirector	513	—	—	1,148	—
Dec 14, 2017 AForm 4 →	Dec 15, 5:58 pm EST	MICROSOFT CORPMSFT	Reid HoffmanDirector	14	—	—	2,839	—
Dec 14, 2017 AForm 4 →	Dec 15, 6:00 pm EST	MICROSOFT CORPMSFT	Teri L. ListDirector	59	—	—	12,039	—
Dec 14, 2017 MForm 4 →	Dec 15, 6:00 pm EST	Acadia Healthcare Company, Inc.ACHC	William GriecoDirector	5,000	—	—	0	—
Dec 13, 2017 MForm 4 →	Dec 15, 6:00 pm EST	NEKTAR THERAPEUTICSNKTR	Howard W RobinPresident & CEO, Director	83,333	—	—	83,333	—
Dec 15, 2017 MForm 4 →	Dec 15, 6:00 pm EST	WALT DISNEY CO/DIS	John S ChenDirector	6,000	—	—	0	—
Dec 15, 2017 MForm 4 →	Dec 15, 6:01 pm EST	WALT DISNEY CO/DIS	Robert W MatschullatDirector	6,000	—	—	0	—
Dec 14, 2017 AForm 4 →	Dec 15, 6:01 pm EST	MICROSOFT CORPMSFT	Charles H NoskiDirector	454	—	—	92,120	—
Dec 14, 2017 AForm 4 →	Dec 15, 6:02 pm EST	MICROSOFT CORPMSFT	Sandra E PetersonDirector	51	—	—	10,513	—
Dec 14, 2017 AForm 4 →	Dec 15, 6:04 pm EST	MICROSOFT CORPMSFT	John Wendell ThompsonDirector	257	—	—	27,340	—
Dec 15, 2017 AForm 4 →	Dec 15, 6:05 pm EST	General Finance CORPGFN	Christopher A WilsonGeneral Counsel, VP, Secretary	225,000	—	—	353,500	—
Dec 14, 2017 AForm 4 →	Dec 15, 6:05 pm EST	MICROSOFT CORPMSFT	Padmasree WarriorDirector	9	—	—	2,021	—
May 10, 2017 AForm 4/A →	Dec 15, 6:10 pm EST	REGAL BELOIT CORPRBC	Robert A. LazzeriniChief Accounting Officer	1,084	—	—	1,084	—
May 30, 2017 AForm 4 →	Dec 15, 6:29 pm EST	DIGITAL POWER CORPDPW	Robert O SmithDirector	54,166	—	—	304,164	—	late
Dec 14, 2017 CForm 4 →	Dec 15, 6:42 pm EST	MINDBODY, Inc.MB	Richard Lee StollmeyerCEO, Director	2,834	—	—	735,407	—
Dec 14, 2017 MForm 4 →	Dec 15, 6:48 pm EST	Broadcom LtdAVGO	James DillerDirector	15,077	—	—	0	—
Dec 15, 2017 MForm 4 →	Dec 15, 6:55 pm EST	Edwards Lifesciences CorpEW	Larry L WoodCVP, THV Replacement	18,960	—	—	0	—
Dec 14, 2017 MForm 4 →	Dec 15, 7:01 pm EST	SKYWORKS SOLUTIONS, INC.SWKS	Liam GriffinPresident and CEO, Director	13,212	—	—	39,633	—
Dec 13, 2017 MForm 4 →	Dec 15, 7:06 pm EST	HNI CORPHNI	Stanley A AskrenChairman, President & CEO, Director	4,756	—	—	0	—
Dec 14, 2017 AForm 4 →	Dec 15, 7:07 pm EST	ALASKA AIR GROUP, INC.ALK	Peter D HuntPRES & COO/VIRGIN AMER	13,642	—	—	13,642	—
Dec 15, 2017 MForm 4 →	Dec 15, 7:30 pm EST	QUIDEL CORP /DE/QDEL	Robert Joseph BujarskiSVP, Bus Dev & Gen Counsel	110,704	—	—	17,596	—
Dec 14, 2017 MForm 4 →	Dec 15, 7:36 pm EST	NETFLIX INCNFLX	Richard N BartonDirector	700	—	—	989	—
Dec 13, 2017 CMForm 4 →	Dec 15, 7:51 pm EST	Pure Storage, Inc.PSTG	Timothy RiittersChief Financial Officer	30,000	—	—	0	—
Dec 15, 2017 MForm 4 →	Dec 15, 8:02 pm EST	ADURO BIOTECH, INC.ADRO	Dirk G. BrockstedtEVP of Research and Dev.	64,108	—	—	225,998	—
Dec 14, 2017 MForm 4 →	Dec 15, 8:40 pm EST	2U, Inc.TWOU	Christopher J PaucekChief Executive Officer, Director	50,000	—	—	334,000	—
Dec 13, 2017 MForm 4 →	Dec 15, 9:49 pm EST	Sun BioPharma, Inc.SNBP	Ryan Randall Gilbertson10% Owner	80,000	—	—	0	—
Dec 13, 2017 MForm 4 →	Dec 15, 9:57 pm EST	Chemours CoCC	Christian W SiemerPresident, Chemical Solutions	15,088	—	—	0	—
Dec 14, 2017 MForm 4 →	Dec 18, 9:02 am EST	ConnectOne Bancorp, Inc.CNOB	Laura CriscioneEVP & Chief Compliance Officer	14,004	—	—	0	—
Dec 14, 2017 MForm 4 →	Dec 18, 10:39 am EST	NETWORK 1 TECHNOLOGIES INCNTIP-NYSE	Allison C HoffmanDirector	50,000	—	—	0	—
Dec 15, 2017 MForm 4 →	Dec 18, 11:01 am EST	MDC HOLDINGS INCMDC	Herbert T BuchwaldDirector	28,350	—	—	0	—
Dec 15, 2017 MForm 4 →	Dec 18, 11:28 am EST	OCEAN BIO CHEM INCOBCI	James M KolischDirector	10,000	—	—	0	—
Dec 15, 2017 DForm 4 →	Dec 18, 11:28 am EST	CH2M HILL COMPANIES LTDno symbol	W Blakely JeffcoatDirector	4,550	—	—	0	—
Dec 15, 2017 MForm 4 →	Dec 18, 11:30 am EST	OCEAN BIO CHEM INCOBCI	John B TurnerDirector	10,000	—	—	0	—
Dec 15, 2017 DForm 4 →	Dec 18, 11:34 am EST	CH2M HILL COMPANIES LTDno symbol	Ryan BeckmanPrincipal Accounting Officer,	5,120	—	—	0	—
Dec 15, 2017 DForm 4 →	Dec 18, 11:36 am EST	CH2M HILL COMPANIES LTDno symbol	Terry A RuhlDirector	10,608	—	—	0	—
Dec 15, 2017 DForm 4 →	Dec 18, 11:41 am EST	CH2M HILL COMPANIES LTDno symbol	Lisa GlatchExecutive Vice President, Director	37,381	—	—	0	—
Dec 15, 2017 DForm 4 →	Dec 18, 11:42 am EST	CH2M HILL COMPANIES LTDno symbol	Shelette M GustafsonChief Human Resources Officer	8,945	—	—	0	—
Dec 15, 2017 DForm 4 →	Dec 18, 11:42 am EST	CH2M HILL COMPANIES LTDno symbol	Jacqueline C. HinmanChairman and CEO, Director	108,073	—	—	0	—
Dec 15, 2017 DForm 4 →	Dec 18, 11:52 am EST	CH2M HILL COMPANIES LTDno symbol	Thomas M McCoyExec Vice President, Corp Sec	37,724	—	—	0	—
Dec 14, 2017 AForm 4 →	Dec 18, 12:16 pm EST	VERU INC.VERU	Mitchell Shuster SteinerPresident and CEO, Director, 10% Owner	188,419	—	—	188,419	—
Dec 14, 2017 MForm 4 →	Dec 18, 12:23 pm EST	TIME WARNER INC.TWX	Olaf OlafssonExecutive Vice President	33,272	—	—	0	—
Dec 14, 2017 AForm 4 →	Dec 18, 12:23 pm EST	VERU INC.VERU	Brian J. GrochChief Commercial Officer	97,335	—	—	97,335	—
Dec 15, 2017 DForm 4 →	Dec 18, 1:14 pm EST	CH2M HILL COMPANIES LTDno symbol	Carlo OrsenigoExecutive Vice President	2,600	—	—	0	—
Dec 15, 2017 DForm 4 →	Dec 18, 1:14 pm EST	CH2M HILL COMPANIES LTDno symbol	Matthew SuttonExecutive Vice President	13,541	—	—	0	—
Dec 15, 2017 DForm 4 →	Dec 18, 1:31 pm EST	CH2M HILL COMPANIES LTDno symbol	Janet WalstromDirector	4,900	—	—	0	—
Dec 15, 2017 MForm 4 →	Dec 18, 1:40 pm EST	Ally Financial Inc.ALLY	Jeffrey Jonathan BrownChief Executive Officer, Director	497	—	—	498	—
Dec 15, 2017 MForm 4 →	Dec 18, 1:41 pm EST	Ally Financial Inc.ALLY	David J DebrunnerVP, CAO, Controller	124	—	—	123	—
Dec 15, 2017 MForm 4 →	Dec 18, 1:41 pm EST	Ally Financial Inc.ALLY	Christopher A HalmyChief Financial Officer	242	—	—	242	—
Dec 15, 2017 MForm 4 →	Dec 18, 1:41 pm EST	Ally Financial Inc.ALLY	Diane E. MoraisPresident, Ally Bank	276	—	—	277	—
Dec 15, 2017 MForm 4 →	Dec 18, 1:42 pm EST	Ally Financial Inc.ALLY	Timothy M. RussiPresident, Auto Finance	304	—	—	304	—
Dec 15, 2017 MForm 4 →	Dec 18, 1:48 pm EST	WATERS CORP /DE/WAT	David TerriccianoSVP, Global Operations	21,997	—	—	15,030	—
Dec 15, 2017 DForm 4 →	Dec 18, 1:52 pm EST	CH2M HILL COMPANIES LTDno symbol	Thomas PennellaDirector	7,680	—	—	0	—
Dec 15, 2017 DForm 4 →	Dec 18, 1:53 pm EST	CH2M HILL COMPANIES LTDno symbol	Gregory T McIntyreExecutive Vice President, Director	30,962	—	—	0	—
Dec 15, 2017 DForm 4 →	Dec 18, 1:54 pm EST	CH2M HILL COMPANIES LTDno symbol	Gary L McArthurCFO & Executive Vice President	86,278	—	—	0	—
Dec 14, 2017 AForm 4 →	Dec 18, 1:56 pm EST	CARVER BANCORP INCCARV	Craig C MacKayDirector	1,000	—	—	1,000	—
Dec 15, 2017 MForm 4 →	Dec 18, 2:03 pm EST	ORACLE CORPORCL	Hector Garcia-MolinaDirector	3,750	—	—	9,375	—
Dec 15, 2017 MForm 4 →	Dec 18, 2:06 pm EST	Phillips 66PSX	Chukwuemeka A. OyoluVice President & Controller	2,700	—	—	0	—
Dec 14, 2017 MForm 4 →	Dec 18, 2:21 pm EST	OVERSEAS SHIPHOLDING GROUP INCOSG	Susan AllanVP, General Counsel & Corp Sec	6,613	—	—	0	—
Dec 15, 2017 MForm 4 →	Dec 18, 2:24 pm EST	GTT Communications, Inc.GTT	Chris McKeeGeneral Counsel and EVP	1,939	—	—	0	—
Dec 15, 2017 MForm 4 →	Dec 18, 2:28 pm EST	HEXCEL CORP /DE/HXL	Nick L StanageCEO and President, Director	18,000	—	—	52,174	—
Dec 14, 2017 AForm 4 →	Dec 18, 3:11 pm EST	UNIFIRST CORPUNF	Steven S SintrosCEO and CFO, Director	5,152	—	—	—	—
Dec 15, 2017 MForm 4 →	Dec 18, 3:11 pm EST	KENNAMETAL INCKMT	Charles Michael Byrnes Jr.Vice President	5,563	—	—	5,563	—
Dec 15, 2017 MForm 4 →	Dec 18, 3:20 pm EST	NATIONAL FUEL GAS CONFG	David P BauerTreasurer & Prin. Fin. Officer	2,552	—	—	1,142	—
Dec 14, 2017 MForm 4 →	Dec 18, 3:22 pm EST	AMERICAN EXPRESS COAXP	Kenneth I ChenaultChairman & CEO, Director	118,000	—	—	118,888	—
Dec 14, 2017 AForm 4 →	Dec 18, 3:27 pm EST	VERU INC.VERU	Daniel HainesChief Financial Officer	80,888	—	—	80,888	—
Dec 15, 2017 MForm 4 →	Dec 18, 3:40 pm EST	ROCKWELL COLLINS INCCOL	Robert Kelly OrtbergCEO & President, Director	3,290	—	—	0	—
Dec 13, 2017 AForm 4 →	Dec 18, 3:41 pm EST	NAPCO SECURITY TECHNOLOGIES, INCNSSC	Donna Anne SolowayDirector	3,000	—	—	3,000	—	late
Dec 15, 2017 MForm 4 →	Dec 18, 3:44 pm EST	PEAPACK GLADSTONE FINANCIAL CORPPGC	James R LambDirector	250	—	—	0	—
Dec 15, 2017 MForm 4 →	Dec 18, 3:56 pm EST	NATIONAL FUEL GAS CONFG	Karen M CamioloController	981	—	—	595	—
Dec 14, 2017 MForm 4 →	Dec 18, 3:58 pm EST	SHERWIN WILLIAMS COSHW	David B SewellPresident, Perf Coatings Grp	1,693	—	—	1,327	—
Dec 18, 2017 MForm 4 →	Dec 18, 3:58 pm EST	UNIFIRST CORPUNF	David Martin KatzSenior VP Sales and Marketing	2,667	—	—	5,333	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.