SEC Form 4 · accession 0001127602-17-034884
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Terricciano
Officer — SVP, Global Operations
Period of report
Dec 15, 2017
Accepted (ET)
Dec 18, 2017 · 1:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 15, 2017 | M | 6,000 | $87.06 | A | 9,173 | D | |
| Common Stock | Dec 15, 2017 | S | 6,000 | $197.47 | D | 3,173 | D | |
| Common Stock | Dec 15, 2017 | M | 2,900 | $98.21 | A | 6,073 | D | |
| Common Stock | Dec 15, 2017 | S | 2,900 | $197.34 | D | 3,173 | D | |
| Common Stock | Dec 15, 2017 | M | 4,200 | $113.36 | A | 7,373 | D | |
| Common Stock | Dec 15, 2017 | S | 4,200 | $197.73 | D | 3,173 | D | |
| Common Stock | Dec 15, 2017 | M | 3,940 | $128.93 | A | 7,113 | D | |
| Common Stock | Dec 15, 2017 | S | 3,940 | $197.71 | D | 3,173 | D | |
| Common Stock | Dec 15, 2017 | M | 1,200 | $117.68 | A | 4,373 | D | |
| Common Stock | Dec 15, 2017 | S | 1,200 | $197.02 | D | 3,173 | D | |
| Common Stock | Dec 15, 2017 | M | 3,757 | $139.51 | A | 6,930 | D | |
| Common Stock | Dec 15, 2017 | S | 3,757 | $197.46 | D | 3,173 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $87.06 | Dec 15, 2017 | M | 6,000 | D | Dec 11, 2013 | Dec 11, 2022 | Common Stock | 6,000 | 0 | D |
| Stock Option (Right to Buy) | $98.21 | Dec 15, 2017 | M | 2,900 | D | Dec 6, 2014 | Dec 6, 2023 | Common Stock | 2,900 | 3,100 | D |
| Stock Option (Right to Buy) | $113.36 | Dec 15, 2017 | M | 4,200 | D | Dec 11, 2015 | Dec 11, 2024 | Common Stock | 4,200 | 8,400 | D |
| Stock Option (Right to Buy) | $128.93 | Dec 15, 2017 | M | 3,940 | D | Dec 9, 2016 | Dec 9, 2025 | Common Stock | 3,940 | 11,821 | D |
| Stock Option (Right to Buy) | $117.68 | Dec 15, 2017 | M | 1,200 | D | Feb 10, 2017 | Feb 10, 2026 | Common Stock | 1,200 | 5,359 | D |
| Stock Option (Right to Buy) | $139.51 | Dec 15, 2017 | M | 3,757 | D | Dec 9, 2017 | Dec 9, 2026 | Common Stock | 3,757 | 15,030 | D |