SEC Form 4 · accession 0000109380-17-000252
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · ZION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Richard Young
Officer — Exec VP · Other
Period of report
Dec 8, 2017
Accepted (ET)
Dec 18, 2017 · 12:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 8, 2017 | M | 15,000 | $0.00 | A | 25,928 | D | |
| Common Stock | Dec 8, 2017 | S | 10,000 | $51.008 | D | 15,928 | D | |
| Common Stock | Dec 8, 2017 | S | 5,000 | $50.9402 | D | 10,928 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred CompF1,F2 | — | Dec 8, 2017 | M | 15,000 | D | — | — | Common Stock | 15,000 | 6,049 | D |
| Deferred CompF1,F2,F3 | — | Dec 8, 2017 | P | 5,000 | A | — | — | Common Stock | 5,000 | 11,049 | D |
Explanation of responses
- F1Each unit is the economic equivalent of one share of common stock.
- F2Shares are paid out in cash or stock upon date or age elected at time of deferral, or upon termination of employment.
- F3This transaction resulted in a short swing of $249, which the filer is paying back to the Company.